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Todd A. Tabacco

SPEEDTRADER,
Katonah, NY 10536
Some features on this profile are disabled
CRD#: 4623268
TT

Professional summary


Todd Alexander Tabacco, who also goes by Todd Alexander Tabacoo, is a registered financial professional currently at SPEEDTRADER, INC located in Katonah, New York and WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Todd is registered as a RR (Registered Representative) and started their career in finance in 2003. Todd has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Todd Alexander Tabacoo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Todd Alexander Tabacco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 25, 2024 - Present

SPEEDTRADER, INC

Office #1: 2875 Rt 35 Ste 5c-2, Katonah, NY 10536
BD
CRD#: 107403
Katonah, NY
Current

March 18, 2025 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104
BD
CRD#: 3777
Salt Lake City, UT
Past

August 31, 2023 - April 6, 2024

TZ CLEAR LLC

BD
CRD#: 8089
DALLAS, TX
Past

March 19, 2021 - August 31, 2021

TRADEZERO AMERICA, INC.

BD
CRD#: 282940
BROOKLYN, NY
Past

January 2, 2020 - February 8, 2021

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
Jersey City, NJ
Past

May 3, 2017 - January 30, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
JERSEY CITY, NJ
Past

April 7, 2016 - December 1, 2016

VELOCITY CLEARING, LLC

BD
CRD#: 126588
HAZLET, NJ
Past

February 2, 2015 - April 4, 2016

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

March 13, 2014 - November 7, 2014

RISE FINANCIAL SERVICES, LLC

BD
CRD#: 146103
NEW YORK, NY
Past

January 26, 2012 - October 17, 2012

EASTGATE SECURITIES, LLC

BD
CRD#: 146671
NEW YORK, NY
Past

June 22, 2010 - January 17, 2012

VELOCITY CLEARING, LLC

BD
CRD#: 126588
HAZLET, NJ
Past

May 13, 2009 - October 30, 2009

SOUTH STREET SECURITIES LLC

BD
CRD#: 125202
NEW YORK, NY
Past

March 3, 2003 - April 9, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
HOBOKEN, NJ
Past

January 23, 2003 - March 3, 2003

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/7/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/11/2010
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


W&
WILSON-DAVIS & CO., INC.
WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
236 South Main Street, Salt Lake City, UT 84101-2104
Mailing Address
P.o. Box 11587, Salt Lake City, UT 84147-0587
Phone number
(801) 532-1313
Established
Utah since 11/12/1968
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ATLASCLEAR HOLDINGS, INC.OWNER
EGGERTZ, LINCOLN TYLERCHIEF COMPLIANCE OFFICER | CHIEF AML COMPLIANCE OFFICER7336125
LOSSER, JANA MARIEPRINCIPAL OPERATIONS OFFICER4562682
SIME, JEFFREY NORMANPRINCIPAL FINANCIAL OFFICER1554798
SIME, JEFFREY NORMANCEO1554798

Disclosures


Regulatory Event57
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILSON-DAVIS & CO., INC.

CRD#: 3777Katonah, NY 10536

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