Charles A. Schneider
Professional summary
Charles Allen Schneider JR. is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Dublin, Ohio.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2003. Charles has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Allen Schneider JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2008 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 485 Metro Place South Suite 465, Dublin, OH 43017September 2, 2003 - February 28, 2008
CU INVESTMENT SOLUTIONS LLC
April 17, 2003 - September 2, 2003
WESTMINSTER FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2019)
(6/19/2018)
(3/4/2008)
(6/6/2019)
(4/8/2016)
(3/4/2008)
(3/4/2008)
(3/4/2008)
(4/16/2015)
(1/5/2023)
(3/4/2008)
(9/14/2010)
(1/26/2009)
(1/26/2009)
(6/12/2020)
(3/10/2025)
(3/4/2008)
(6/6/2019)
(6/17/2013)
(3/4/2008)
(3/4/2008)
(1/4/2022)
(5/22/2024)
(6/22/2010)
(5/11/2010)
(6/7/2019)
(8/4/2022)
Exams
Series 72
Date: 4/1/2003
Government Securities Representative ExaminationFINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC.
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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