Enrique Alvarez
Professional summary
Enrique Alvarez, who also goes by Enrique Nmn Alvarez, Enrique Alvarez, Rick Alvarez, is a registered financial professional currently at EHCP CORPORATE FINANCE, LLC located in Atlanta, Georgia and CANNON SECURITIES, INC. located in Athens, Georgia.
Enrique is registered as a RR (Registered Representative) and started their career in finance in 2006. Enrique has worked at 29 firms and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Enrique Alvarez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2007 - Present
EHCP CORPORATE FINANCE, LLC
Office #1: 3350 Riverwood Parkway Suite 2150, Atlanta, GA 30339Office #2: 3350 Riverwood Parkway Suite 2150, Atlanta, GA 30339May 24, 2010 - Present
CANNON SECURITIES, INC.
Office #1: 649 South Milledge Ave. Suite 6, Athens, GA 30605October 14, 2025 - Present
LEONIS SECURITIES, LLC
Office #1: 320 Park Avenue 34th Floor, New York, NY 10022October 21, 2025 - Present
T CAPITAL FUNDING, LLC
Office #1: 600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701October 23, 2025 - Present
PEAKSTONE SECURITIES, LLC
Office #1: 550 West Van Buren Street Suite 1460, Chicago, IL 60607October 24, 2025 - Present
E.K. WALLACE SECURITIES LLC
Office #1: 25 West 13th Street Apt. 1an, New York, NY 10011October 28, 2025 - Present
STELLA PARTNERS LLC
Office #1: 65 E Goethe Apt. 7w, Chicago, IL 60610October 28, 2025 - Present
CG COMPASS (USA) LLC
Office #1: 590 Madison Ave 33rd Floor, New York, NY 10022July 1, 2020 - January 12, 2021
MOTIF
July 2, 2019 - September 27, 2019
BITOODA TECHNOLOGIES LLC
December 6, 2018 - March 27, 2023
CURVATURE SECURITIES LLC
August 28, 2018 - September 28, 2022
ALL OF US SECURITIES LLC
August 2, 2017 - June 1, 2018
MANAGED ACCOUNT SERVICES, LLC
July 3, 2017 - July 1, 2019
UTC FINANCIAL SERVICES USA, INC.
November 4, 2014 - August 28, 2019
BSP SECURITIES, LLC
February 16, 2012 - November 6, 2014
BALTRA CAPITAL LLC
January 12, 2012 - January 13, 2016
HEED PARTNERS, LLC
December 15, 2011 - March 19, 2014
MICROPLACE, INC.
August 1, 2011 - July 8, 2019
JSI TRANSACTION ADVISORS, LLC
June 1, 2011 - October 23, 2013
ESL INVESTMENT SERVICES, LLC
November 23, 2009 - March 29, 2019
BOWSTRING ADVISORS, LLC
October 27, 2009 - July 15, 2015
ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
August 19, 2008 - February 5, 2010
JCC CAPITAL MARKETS, LLC
May 21, 2008 - April 4, 2018
FIRST INTEGRITY CAPITAL PARTNERS CORP.
December 4, 2007 - November 16, 2010
SAPERE WEALTH CREATION, LLC
September 25, 2007 - March 31, 2010
MAZZONE & ASSOCIATES, LLC
March 12, 2007 - July 27, 2007
KENDRICK PIERCE & CO
March 9, 2007 - September 24, 2009
ALTERNA CAPITAL CORP.
May 15, 2006 - May 2, 2011
SECURITIES NETWORK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 5/13/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
FINRA
Current Firm
CG COMPASS (USA) LLC
CRD#: 129837 / SEC#: , 8-66263
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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