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Jean-pierre Nmn Paquin

BROWN BROTHERS HARRIMAN INVESTMENTS
New York, NY
·CRD# 4622088·23 years experience

Professional Summary

Jean-pierre Nmn Paquin, who also goes by Jean-pierre Paquin, is a registered financial advisor currently at BROWN BROTHERS HARRIMAN INVESTMENTS, LLC located in New York, New York. Jean-pierre is registered as a RR (Registered Representative) and started their career in finance in 2003. Jean-pierre has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jean-Pierre Paquin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC·CRD# 282732
BD
140 Broadway, New York, NY 10005
May 2, 2016 - Present
BROWN BROTHERS HARRIMAN & CO.·CRD# 104487
BD
New York, NY
May 7, 2010 - September 1, 2016
BROWN BROTHERS HARRIMAN & CO.·CRD# 104487
BD
New York, NY
May 8, 2003 - August 27, 2008

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Current Firm

BB
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC

CRD#: 282732 / SEC#: 8-69731
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

140 Broadway, New York, NY 10005-1108

Mailing Address

140 Broadway, New York, NY 10005-1108

Phone Number

(212) 483-1818

Established

Delaware since 11/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BROWN BROTHERS HARRIMAN & CO.SOLE MEMBER—
CARLOTTI, VALENTINO DINODIRECTOR1968608
GREIFENKAMP, DANIEL JOSEPHCEO, CHAIRMAN OF THE BOARD2180478
HUTSON, JOSHUA EYARECCO2912952
KRUCZEK, ROBERT PATRICKDIRECTOR2389311
KRUGER, THOMAS JOHNDIRECTOR5847869
MESKIN, JEFFREY BRYANDIRECTOR2855280
PUSTORINO, PAUL JAMESPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5059093
WARNER, PHILIP WDIRECTOR4251044

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/30/2016)
RR
Alaska
(8/30/2016)
RR
Arizona
(8/30/2016)
RR
Arkansas
(8/30/2016)
RR
California
(8/30/2016)
RR
Colorado
(8/30/2016)
RR
Connecticut
(8/30/2016)
RR
Delaware
(8/30/2016)
RR
District of Columbia
(8/30/2016)
RR
Florida
(8/30/2016)
RR
Georgia
(8/30/2016)
RR
Hawaii
(8/30/2016)
RR
Idaho
(8/30/2016)
RR
Illinois
(8/30/2016)
RR
Indiana
(8/30/2016)
RR
Iowa
(8/30/2016)
RR
Kansas
(8/30/2016)
RR
Kentucky
(8/30/2016)
RR
Louisiana
(8/30/2016)
RR
Maine
(8/30/2016)
RR
Maryland
(8/30/2016)
RR
Massachusetts
(8/30/2016)
RR
Michigan
(8/30/2016)
RR
Minnesota
(8/30/2016)
RR
Mississippi
(8/30/2016)
RR
Missouri
(8/30/2016)
RR
Montana
(8/30/2016)
RR
Nebraska
(8/30/2016)
RR
Nevada
(8/30/2016)
RR
New Hampshire
(8/30/2016)
RR
New Jersey
(8/30/2016)
RR
New Mexico
(8/30/2016)
RR
New York
(5/11/2016)
RR
North Carolina
(8/30/2016)
RR
North Dakota
(8/30/2016)
RR
Ohio
(8/30/2016)
RR
Oklahoma
(8/30/2016)
RR
Oregon
(9/1/2016)
RR
Pennsylvania
(8/30/2016)
RR
Puerto Rico
(8/30/2016)
RR
Rhode Island
(8/30/2016)
RR
South Carolina
(8/30/2016)
RR
South Dakota
(8/30/2016)
RR
Tennessee
(8/30/2016)
RR
Texas
(8/30/2016)
RR
Utah
(8/30/2016)
RR
Vermont
(8/30/2016)
RR
Virgin Islands
(8/30/2016)
RR
Virginia
(9/1/2016)
RR
Washington
(8/30/2016)
RR
West Virginia
(8/30/2016)
RR
Wisconsin
(8/30/2016)
RR
Wyoming
(8/30/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jean-pierre Nmn Paquin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JP
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