BM
Brian C. Moshenko
CETERA INVESTMENT ADVISERS LLC
LAGUNA HILLS, CA 92653
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CRD#: 4621648
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Professional summary
Brian Craig Moshenko, who also goes by Brian Robert Moshenko, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Laguna Hills, California and CETERA WEALTH SERVICES, LLC located in Laguna Hills, California.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Robert Moshenko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Moshenko & Associates Inc.~23197 La Cadena Dr, Suite #101~Laguna Hil~CA~92653~Tax Preparation/Accounting~President~1/1/2003~160hrs~140hrs~Meeting with clients, accounting and tax preparation. 2) LAGUNA NIGUEL ROLLING HILLS COMMUNITY ASSOCIATION POSITION: BOARD MEMBER NATURE: I would be one of 5 board members that will oversee the homeowners association in which I live. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/25/2023 ADDRESS: LAGUNA NIGUEL ROLLING HILLS COMMUNITY ASSOCIATION, Laguna Niguel CA 92677, United States DESCRIPTION: Attend monthly meetings, review board package and vote on items that help manage the homeowners association. 3) MOSHENKO & ASSOCIATES INC. POSITION: Owner NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 75 START DATE: 12/15/1999 ADDRESS: 23197 La Cadena Dr. Suite#101, Laguna Hills CA 92653, United States DESCRIPTION: Meet with Clients, prepare taxes, enter bookkeeping in QuickBooks and prepare and file Payroll and Sales Tax forms. 4)DESERT OASIS INC.; TREASURER; Board Position/Officer; NIR; 1; 01/24/2019; SALT LAKE CITY UT 84121; AS ELECTED TREASURER I WOULD DEPOSIT THE ANNUAL DUES AND WRITE CHECKS TO PAY THE BILLS.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Craig Moshenko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 23197 La Cadena Dr. #101, Laguna Hills, CA 92653Office #2: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096RIA
CRD#: 105644
LAGUNA HILLS, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 23197 La Cadena Dr Suite #101, Laguna Hills, CA 92653BD
CRD#: 13572
LAGUNA HILLS, CA
Past
June 30, 2003 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LAGUNA HILLS, CA
Past
January 29, 2003 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Georgia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
