SD
Samuel P. Davis
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP
Leawood, KS 66211
Some features on this profile are disabled
CRD#: 4621454
SD
Professional summary
Samuel Phillip Davis, who also goes by Phillip Davis, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Leawood, Kansas and AMERICAN CENTURY INVESTMENT SERVICES INC. located in Leawood, Kansas.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Samuel has worked at 11 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phillip Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
07/2016-Present, Truth Lighthouse, Olathe, KS, Web design for churches and ministries, Not invest-related, Owner/Designer, 8 hrs/mo, 0 hrs during sec trading.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Phillip Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2019 - Present
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
Office #1: 4917 Town Center Drive, Leawood, KS 66211Office #3: 4400 Main St, Kansas City, MO 64111RIA
CRD#: 290043
Leawood, KS
Current
November 4, 2019 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 4917 Town Center Drive, Leawood, KS 66211BD
CRD#: 17437
Leawood, KS
Past
November 29, 2018 - October 28, 2019
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
November 8, 2018 - October 28, 2019
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
August 11, 2016 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
July 5, 2013 - March 8, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
KANSAS CITY, MO
Past
February 23, 2012 - March 20, 2013
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 27, 2006 - January 4, 2012
TD AMERITRADE, INC.
BD
CRD#: 7870
FORT WORTH, TX
Past
October 25, 2005 - January 30, 2006
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
OMAHA, NE
Past
February 3, 2004 - June 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HURST , TX
Past
January 28, 2004 - June 4, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 28, 2004 - June 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 23, 2003 - January 13, 2004
EMPIRE FINANCIAL GROUP, INC.
BD
CRD#: 28759
LONGWOOD, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
Registered Investment Advisory firm - (10/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2019)
RR
Alaska(11/4/2019)
RR
Arizona(11/4/2019)
RR
Arkansas(11/4/2019)
RR
California(11/4/2019)
RR
Colorado(11/4/2019)
RR
Connecticut(11/4/2019)
RR
Delaware(11/4/2019)
RR
District of Columbia(11/4/2019)
RR
Florida(11/4/2019)
RR
Georgia(11/4/2019)
RR
Hawaii(11/4/2019)
RR
Idaho(11/4/2019)
RR
Illinois(11/4/2019)
RR
Indiana(11/4/2019)
RR
Iowa(11/4/2019)
RR
Kansas(11/4/2019)
IAR
Kansas(1/4/2021)
RR
Kentucky(11/4/2019)
RR
Louisiana(11/4/2019)
RR
Maine(11/4/2019)
RR
Maryland(11/4/2019)
RR
Massachusetts(11/4/2019)
RR
Michigan(11/4/2019)
RR
Minnesota(11/4/2019)
RR
Mississippi(11/4/2019)
RR
Missouri(11/4/2019)
IAR
Missouri(11/4/2019)
RR
Montana(11/4/2019)
RR
Nebraska(11/4/2019)
RR
Nevada(11/4/2019)
RR
New Hampshire(11/4/2019)
RR
New Jersey(11/4/2019)
RR
New Mexico(11/4/2019)
RR
New York(11/4/2019)
RR
North Carolina(11/4/2019)
RR
North Dakota(11/4/2019)
RR
Ohio(11/5/2019)
RR
Oklahoma(11/4/2019)
RR
Oregon(11/4/2019)
RR
Pennsylvania(11/4/2019)
RR
Rhode Island(11/4/2019)
RR
South Carolina(11/4/2019)
RR
South Dakota(11/4/2019)
RR
Tennessee(11/4/2019)
RR
Texas(11/4/2019)
IAR
Texas(11/5/2019)
RR
Utah(11/4/2019)
RR
Vermont(11/4/2019)
RR
Virginia(11/4/2019)
RR
Washington(11/4/2019)
RR
West Virginia(11/4/2019)
RR
Wisconsin(11/4/2019)
RR
Wyoming(11/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
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Contact information
Main Address
4400 Main Street, Kansas City, MO 64111-7709
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(816) 531-5575
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 1,987,005,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
