Patrick D. Wren

WEALTHSPIRE ADVISORS

Melville, NY 11747

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CRD#: 4621311

Professional summary

Patrick David Wren is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Melville, New York.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Patrick has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick David Wren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

WEALTHSPIRE ADVISORS

Office #1: 400 Broadhollow Road Suite 301, Melville, NY 11747

RIA

CRD#: 147592

Melville, NY

Past

September 23, 2019 - December 24, 2019

SVB WEALTH

RIA

CRD#: 172832

NEW YORK, NY

Past

July 26, 2019 - September 18, 2019

KLS PROFESSIONAL ADVISORS GROUP, LLC

RIA

CRD#: 133319

NEW YORK, NY

Past

February 26, 2003 - March 17, 2006

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE ADVISORS

GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA

Registered Investment Advisory firm - (7/29/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/25/2003

General Securities Representative Examination

Current Firm

WEALTHSPIRE ADVISORS

GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA

Registered Investment Advisory firm - (7/29/2008 Approved)

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Contact information

Main Address

400 Broadhollow Road Suite 301, Melville, NY 11747

Mailing Address

Phone number

(631) 227-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/28/2025)

PART 2A: FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 3,682,831,523

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/01/2025	Cover Page	Report
09/05/2024	Cover Page	Report
11/07/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick D. Wren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick David Wren's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE ADVISORS

SVB WEALTH

KLS PROFESSIONAL ADVISORS GROUP, LLC

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

WEALTHSPIRE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2006

Series 7

Date: 2/25/2003

Current Firm

WEALTHSPIRE ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTHSPIRE ADVISORS

TRUST BUT VERIFY

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