Brad Kearney
Professional summary
Brad Kearney, who also goes by Brad Alan Kearney, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Elkhorn, Nebraska.
Brad is registered as a RR (Registered Representative) and started their career in finance in 2003. Brad has worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brad Kearney's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 18140 Burke Street Suite 201, Elkhorn, NE 68022April 12, 2023 - August 7, 2023
FBL MARKETING SERVICES, LLC
May 16, 2005 - March 4, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
February 18, 2004 - March 25, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
February 13, 2004 - March 25, 2005
IDS LIFE INSURANCE COMPANY
February 13, 2004 - March 25, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
February 18, 2003 - January 30, 2004
A. G. EDWARDS & SONS, INC.
February 7, 2003 - January 30, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2025)
Exams
Series 6TO
Date: 4/12/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Elkhorn, NE 68022TRUST BUT VERIFY
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