Jennifer C. Neill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Christine Neill, who also goes by Jen Neill, Jennifer C Neill, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2003. Jennifer had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2021 - May 3, 2023
P2 CORPORATE FINANCE, LLC
October 20, 2015 - April 2, 2018
GRANT THORNTON CORPORATE FINANCE, LLC
April 26, 2013 - September 24, 2014
KURT SALMON CAPITAL ADVISORS, LLC
June 8, 2011 - July 20, 2011
BOWSTRING ADVISORS, LLC
April 11, 2008 - June 15, 2009
CAYMUS SECURITIES LLC
February 13, 2003 - March 25, 2008
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/19/2022
Investment Banking Registered Representative ExaminationCurrent Firm
P2 CORPORATE FINANCE, LLC
CRD#: 313187 / SEC#: , 8-70709
Contact information
FINRA licenses (18 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
