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Eric Dale Hall

AIF®
GATEWAY WEALTH PARTNERS
APPLETON, WI
·CRD# 4620656·23 years experience

Professional Summary

Eric Dale Hall, AIF®, who also goes by Eric Hall, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Appleton, Wisconsin and LPL FINANCIAL LLC located in Appleton, Wisconsin. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Hall

Blog Corner

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Videos & Posts

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

23 years in the financial services industry

Current & Past Employments

GATEWAY WEALTH PARTNERS, LLC·CRD# 322789
RIA
100 W. Lawrence Street Suite 304, Appleton, WI 54911
October 6, 2022 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
100 W Lawrence St Ste 304, Appleton, WI 54911-0000
February 14, 2018 - Present
ADVISORS' PRIDE INC.·CRD# 170669
RIA
Appleton, WI
February 23, 2018 - December 31, 2022
LPL FINANCIAL LLC·CRD# 6413
RIA
Appleton, WI
February 14, 2018 - August 21, 2019
SII INVESTMENTS, INC.·CRD# 2225
RIA
Appleton, WI
August 1, 2016 - February 14, 2018
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
August 1, 2016 - February 14, 2018
OSAIC SERVICES, INC.·CRD# 133763
RIA
Appleton, WI
September 27, 2011 - August 8, 2016
OSAIC SERVICES, INC.·CRD# 133763
BD
Appleton, WI
September 22, 2011 - August 8, 2016
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Appleton, WI
March 20, 2009 - September 23, 2011
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Appleton, WI
October 28, 2008 - October 28, 2008
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Appleton, WI
October 28, 2008 - September 23, 2011
M&I FINANCIAL ADVISORS, INC·CRD# 16517
BD
Appleton, WI
March 3, 2006 - August 20, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Madison, WI
December 1, 2003 - February 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Madison, WI
January 9, 2003 - February 16, 2006

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Current Firm

GW
GATEWAY WEALTH PARTNERS, LLC

ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT ALLIANCE | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY

CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - SEC (9/26/2022 Approved)

Contact Information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Phone Number

(920) 731-9293

# of Employees

83

SEC notice filing (33 States and Territories)

Registered to provide investment advisory services in 33 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,635

AUM (Assets Under Management)

$2,278,835,584

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/14/2018 - Imeriti Financial Network - Investment Related - Non-Variable Insurance - Insurance Sales - Life, Fixed Annuity. 2. 02/14/2018 - Rightstone Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2016. 3. 4/11/2018 - Advisors' Pride, Inc. - DBA: (HYBRID) Provisions Wealth Planners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/15/2018 - 100 Hours Per Month/80 Hours During Securities Trading - I provide administrative support to Advisors' Pride, Inc, an independent investment advisor firm. I started this business activity in 4/2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/11/2018 - Provisions Wealth Planners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - 3 Hours Per Month/2 Hours During Securities Trading. 5. 03/03/2022 - Gateway Financial Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/31/2021 - 20 Hours Per Month/2 Hours During Securities Trading 6. 03/15/2022 - Advisors' Pride Inc - DBA: Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - (Hybrid) Registered Investment Advisor DBA - Start Date - 12/31/2021 - 20 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/17/2022 - Gateway Partners Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/31/2021 - 20 Hours Per Month/2 Hours During Securities Trading 8. 3/30/2023 - Gateway Growth Partners, LLC - Not Investment Related - At Reported Business Location(s) - 12/15/2022 - 1 Hours Per Month/1 Hours During Securities Trading 9. 09/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/26/2022 - 100 Hours Per Month/ During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC

ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT ALLIANCE | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY

CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - SEC (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/14/2018)
RR
California
(2/14/2018)
RR
Florida
(9/3/2024)
RR
Idaho
(1/28/2020)
RR
Iowa
(12/10/2018)
RR
Maine
(1/3/2020)
RR
Minnesota
(10/7/2019)
RR
Missouri
(2/14/2018)
RR
New York
(2/14/2018)
RR
Pennsylvania
(8/23/2018)
RR
Wisconsin
(2/14/2018)
IAR
Wisconsin
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jan 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Dale Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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