Eric Dale Hall
AIF®Professional Summary
Eric Dale Hall, AIF®, who also goes by Eric Hall, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Appleton, Wisconsin and LPL FINANCIAL LLC located in Appleton, Wisconsin. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Hall
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Current Firm
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT ALLIANCE | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
Contact Information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911Phone Number
(920) 731-9293# of Employees
83SEC notice filing (33 States and Territories)
Registered to provide investment advisory services in 33 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
10,635AUM (Assets Under Management)
$2,278,835,584Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
Primary Firm SEC Registration
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT ALLIANCE | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
State Registrations and Notice Filings
(2/14/2018)
(2/14/2018)
(9/3/2024)
(1/28/2020)
(12/10/2018)
(1/3/2020)
(10/7/2019)
(2/14/2018)
(2/14/2018)
(8/23/2018)
(2/14/2018)
(10/6/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Eric Dale Hall's CRS (Customer Relationship Summary).
Similar Advisors
CORNERSTONE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LEGACY FINANCIAL ADVISORS


