JS
Jeffrey B. Silha
VANGUARD MARKETING
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 4620546
JS
Professional summary
Jeffrey Blair Silha, who also goes by Jeff B Silha, Jeffrey Silha, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeff B Silha | Jeffrey Silha
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Blair Silha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2020 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260BD
CRD#: 7452
Scottsdale, AZ
Past
October 1, 2020 - December 31, 2024
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
July 13, 2018 - May 12, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
July 10, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
February 8, 2011 - May 11, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Past
March 31, 2010 - January 4, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MANCHESTER, NH
Past
March 26, 2010 - January 4, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
MANCHESTER, NH
Past
November 17, 2009 - March 5, 2010
TD WEALTH MANAGEMENT SERVICES INC.
RIA
CRD#: 6940
BEDFORD, NH
Past
November 17, 2009 - March 5, 2010
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
BEDFORD, NH
Past
June 5, 2008 - November 17, 2009
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
JAFFREY, NH
Past
June 5, 2008 - November 17, 2009
BANCNORTH INVESTMENT GROUP, INC.
BD
CRD#: 31299
JAFFREY, NH
Past
March 24, 2003 - December 14, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BEDFORD, NH
Past
March 7, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 7, 2003 - December 14, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BEDFORD, NH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/6/2020)
RR
Alaska(10/6/2020)
RR
Arizona(10/1/2020)
RR
Arkansas(10/6/2020)
RR
California(10/6/2020)
RR
Colorado(10/6/2020)
RR
Connecticut(10/6/2020)
RR
Delaware(10/6/2020)
RR
District of Columbia(10/6/2020)
RR
Florida(10/6/2020)
RR
Georgia(10/6/2020)
RR
Hawaii(10/6/2020)
RR
Idaho(10/6/2020)
RR
Illinois(10/6/2020)
RR
Indiana(10/6/2020)
RR
Iowa(10/6/2020)
RR
Kansas(10/6/2020)
RR
Kentucky(10/6/2020)
RR
Louisiana(10/6/2020)
RR
Maine(10/6/2020)
RR
Maryland(10/6/2020)
RR
Massachusetts(10/6/2020)
RR
Michigan(10/6/2020)
RR
Minnesota(10/6/2020)
RR
Mississippi(10/6/2020)
RR
Missouri(10/6/2020)
RR
Montana(10/6/2020)
RR
Nebraska(10/6/2020)
RR
Nevada(10/6/2020)
RR
New Hampshire(10/6/2020)
RR
New Jersey(10/6/2020)
RR
New Mexico(10/6/2020)
RR
New York(10/6/2020)
RR
North Carolina(10/6/2020)
RR
North Dakota(10/6/2020)
RR
Ohio(10/7/2020)
RR
Oklahoma(10/6/2020)
RR
Oregon(10/6/2020)
RR
Pennsylvania(10/6/2020)
RR
Puerto Rico(10/6/2020)
RR
Rhode Island(10/6/2020)
RR
South Carolina(10/6/2020)
RR
South Dakota(10/6/2020)
RR
Tennessee(10/6/2020)
RR
Texas(10/6/2020)
RR
Utah(10/6/2020)
RR
Vermont(10/6/2020)
RR
Virgin Islands(10/6/2020)
RR
Virginia(10/6/2020)
RR
Washington(10/6/2020)
RR
West Virginia(10/6/2020)
RR
Wisconsin(10/6/2020)
RR
Wyoming(10/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
