JW
Jon L. Weinstein
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX 75251
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CRD#: 462026
JW
Professional summary
Jon Leonard Weinstein, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Jon has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, AND DISABILITY; 2. NAME OF OTHER BUSINESS: FINRA ARBITRATOR INVESTMENT RELATED Y/N: YES NATURE OF BUSINESS: SECURITIES REGULATION POSITION/TITLE/RELATIONSHIP TO BUSINESS: NEUTRAL OR ARBITRATOR START DATE: 2008 BRIEF DESCRIPTION OF DUTIES: DUTY IS TO GIVE FAIR AND NEUTRAL JUDGMENT TO DISPUTES THAT ARISE 3. NAME OF OTHER BUSINESS: LOUISIANA STATE UNIVERSITY INVESTMENT RELATED Y/N: NO ADDRESS: BATON ROUGE, LA NATURE OF BUSINESS: PROFESSIONAL ADVISORY COUNCIL POSITION/TITLE/RELATIONSHIP TO BUSINESS: PRO BONO START DATE: 9/23/2011 BRIEF DESCRIPTION OF DUTIES: TO BE AVAILABLE TO MEET WITH ALUMNI AND FRIENDS OF LSU; 4. NAME OF OTHER BUSINESS: TEMPLE EMANU-EL DALLAS, TX BROTHERHOOD; INVESTMENT RELATED: NO; ADDRESS: HILLCREST AVE, DALLAS, TX 75225 NATURE OF BUSINESS: NON PROFIT / SERVICE ORGANIZATION; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER TO HELP WHEN POSSIBLE; 5. NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF TEXAS; INVESTMENT RELATED: NO; ADDRESS: 5500 CARUTH HAVEN LANE DALLAS, TX 75225; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: PROFESSIONAL ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: JOIN EVENTS, SHARE KNOWLEDGE AND OUTREACH, PROVIDE PROFESSIONAL INSIGHT AND EXPERTISE;
CRS (Client Relationship Summary) - RIA
Click below to view Jon Leonard Weinstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12221 Merit Dr Ste 1760, Dallas, TX 75251Office #2: 5720 Lbj Freeway Suite 440, Dallas, TX 75240RIA
CRD#: 105644
DALLAS, TX
Current
February 21, 1995 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DALLAS, TX
Past
February 21, 1995 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DALLAS, TX
Past
July 1, 1993 - February 27, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 5, 1990 - July 2, 1993
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
May 19, 1978 - December 31, 1989
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
January 19, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
BD
CRD#: 488
Past
July 14, 1972 - February 14, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BD
CRD#: 572
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/22/1995)
RR
Colorado(1/2/2025)
RR
Georgia(6/24/2025)
RR
Louisiana(2/21/1995)
RR
Massachusetts(7/13/2012)
RR
Minnesota(1/2/2019)
RR
Montana(1/10/2001)
RR
North Carolina(11/20/2006)
RR
Texas(2/21/1995)
IAR
Texas(6/29/2023)
RR
Wisconsin(1/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 8/15/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 7/12/1972
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Dallas, TX 75251TRUST BUT VERIFY
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