Karl A. Weinrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karl Arthur Weinrich, CFP® was a registered financial professional .
Karl is a previously registered financial professional and started their career in finance in 1973. Karl had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
May 23, 2011 - February 20, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
December 12, 1997 - July 7, 2011
KESTRA INVESTMENT SERVICES, LLC
September 29, 1997 - July 7, 2011
KESTRA INVESTMENT SERVICES, LLC
May 20, 1987 - June 27, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 20, 1986 - June 11, 1987
MSI FINANCIAL SERVICES, INC.
August 15, 1973 - June 1, 1987
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/10/1973
Registered Representative ExaminationCurrent Firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
CRD#: 132070 / SEC#: 801-63282
Contact information
Red Flags
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