Frederick J. Weinrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Joseph Weinrich, who also goes by Joe Weinrich, Joseph Weinrich, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1967. Frederick had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2014 - October 29, 2014
BANKERS & INVESTORS CO.
May 1, 2002 - June 30, 2008
VSR FINANCIAL SERVICES, INC.
October 23, 1997 - May 3, 2002
KFS BD, INC.
April 3, 1991 - November 11, 1997
DAIN RAUSCHER INCORPORATED
July 17, 1990 - April 16, 1991
JOHNSON RESEARCH & CAPITAL INCORPORATED
March 23, 1990 - August 3, 1990
OPPENHEIMER & CO. INC.
November 24, 1986 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
May 23, 1984 - December 5, 1986
GKB, INC.
February 18, 1982 - June 14, 1984
DAIN RAUSCHER INCORPORATED
July 11, 1978 - February 25, 1982
LEHMAN BROTHERS INC.
January 26, 1977 - August 10, 1978
WHITE, WELD & CO. INCORPORATED
April 5, 1974 - February 17, 1977
BLYTH EASTMAN DILLON & CO. INCORPORATED
June 19, 1967 - May 25, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 6/16/1967
Registered Representative ExaminationCurrent Firm
BANKERS & INVESTORS CO.
CRD#: 6874 / SEC#: , 8-21215
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
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