Eric J. Sobocinski

AMPHORA WEALTH MANAGEMENT

CHAPEL HILL, NC 27517

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CRD#: 4619747

Professional summary

Eric John Sobocinski, who also goes by Eric J Sobocinski, is a registered financial advisor currently at AMPHORA WEALTH MANAGEMENT, LLC located in Chapel Hill, North Carolina.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Eric has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric J Sobocinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KYLIX MANAGEMENT, INC. not investment-related 100 Europa Dr., Ste 431, Chapel Hill, NC 27517 management services, insurance Owner, President May 2016 5 hours per month 5 hours during trading provide management services to businesses and insurance sales to individuals and businesses WALKER, LAMBE, PLLC not investment-related 240 Leigh Farm Rd, #100, Durham, NC 27707 law firm Of Counsel January 2008 5 hours per month 0 hours during trading attorney TURNER-GARY SPORTS, INC. not investment-related 1730 Martins Run, Media, PA 19063 athlete and coach representation firm Vice President & Counsel January 2007 5 hours per month all hours during trading provide advice and counsel to athletes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Sobocinski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2011 - Present

AMPHORA WEALTH MANAGEMENT, LLC

Office #1: 100 Europa Drive Suite 431, Chapel Hill, NC 27517

RIA

CRD#: 157968

CHAPEL HILL, NC

Past

February 4, 2009 - June 2, 2011

JOSEPH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 116156

CHAPEL HILL, NC

Past

August 13, 2007 - April 28, 2008

FIRST LEGACY SECURITIES, LLC

RIA

CRD#: 47079

CHAPEL HILL, NC

Past

March 7, 2007 - April 28, 2008

FIRST LEGACY SECURITIES, LLC

CRD#: 47079

CHAPEL HILL, NC

Past

May 15, 2006 - October 4, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

RALEIGH, NC

Past

May 13, 2005 - October 4, 2006

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

May 15, 2003 - October 4, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPHORA WEALTH MANAGEMENT, LLC

AMPHORA DIVORCE | AMPHORA WEALTH MANAGEMENT, LLC

CRD#: 157968 / SEC#: 801-125693

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

North Carolina

Registered Investment Advisory firm - (5/27/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/7/2011)

IAR

Pennsylvania
(5/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/13/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AMPHORA WEALTH MANAGEMENT, LLC

AMPHORA DIVORCE | AMPHORA WEALTH MANAGEMENT, LLC

CRD#: 157968 / SEC#: 801-125693

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

North Carolina

Registered Investment Advisory firm - (5/27/2022 Terminated)

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Contact information

Main Address

100 Europa Drive Suite 431, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 240-6111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-28 AMPHORA WEALTH MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	588
AUM (Assets Under Management)	$ 151,259,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Sobocinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Sobocinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH CAPITAL MANAGEMENT, LLC

FIRST LEGACY SECURITIES, LLC

FIRST LEGACY SECURITIES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

AMPHORA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2005

Series 63

Date: 5/16/2003

Series 6

Date: 5/13/2003

Current Firm

AMPHORA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPHORA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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