Solomon P. Weinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solomon Philip Weinberg was a registered financial professional .
Solomon is a previously registered financial professional and started their career in finance in 1968. Solomon had worked at 10 firms and has passed the SIE, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1998 - December 24, 2014
QUEST CAPITAL STRATEGIES, INC.
August 14, 1996 - November 15, 1996
COMMONWEALTH FINANCIAL NETWORK
January 11, 1996 - August 8, 1996
NORTHEAST SECURITIES, LLC
December 13, 1995 - April 17, 1996
MONY SECURITIES CORPORATION
May 21, 1993 - December 31, 1993
ADVANTAGE CAPITAL CORPORATION
November 22, 1977 - August 29, 1991
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
June 26, 1974 - November 8, 1974
HAYDEN STONE INC.
April 2, 1968 - August 20, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 5/19/1977
AMEX Put and Call ExamSeries 1
Date: 3/29/1968
Registered Representative ExaminationCurrent Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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