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EM

Edgardo J Mini-espejo

SAN BLAS SECURITIES
CHICAGO, IL
·CRD# 4617707·23 years registered

Professional Summary

Edgardo J Mini-espejo, who also goes by Edgardo Jesus Mini, Edgardo Jesus Mini-espejo, is a registered financial advisor currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois. Edgardo is registered as a RR (Registered Representative) and started their career in finance in 2003. Edgardo has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edgardo Jesus Mini, Edgardo Jesus Mini-Espejo

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

SAN BLAS SECURITIES LLCCurrent·CRD# 290605
BD
233 S Wacker Dr Suite 4400, Chicago, IL 60606
November 30, 2021 - Present

Past

NEWBRIDGE SECURITIES CORPORATIONPast·CRD# 104065
BD
Miami, FL
July 17, 2017 - November 30, 2021
INSIGHT SECURITIES, INC.Past·CRD# 5611
BD
Miami, FL
June 17, 2016 - July 26, 2017
KOVACK SECURITIES INC.Past·CRD# 44848
BD
Miami, FL
March 2, 2009 - April 27, 2016
MAX INTERNATIONAL BROKER/DEALER CORP.Past·CRD# 46039
BD
Miami, FL
August 1, 2003 - March 2, 2009

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Current Firm

SB
SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: 8-70036
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone Number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER—
BOTERO, PETERCCO2809436
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/30/2021)
RR
Texas
(11/30/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edgardo J Mini-espejo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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