Joshua W. Strittmatter
SWMG
Arlington, TX 76006
Some features on this profile are disabled
CRD#: 4617567
Professional summary
Joshua William Strittmatter, CFP®, who also goes by Joshua William Strittrmatter, is a registered financial advisor currently at SWMG, LLC located in Arlington, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joshua has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua William Strittrmatter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/20/2008 - Strittmatter Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - DBA for SWMG, LLC (entity for SWMG, LLC).
2. 6/3/2014 - Arrow Fence - Not Investment Related - At Reported Business Locations(s) - Other-Fence Company - Started 06/02/2014 - 0 Hours Per Month/0 Hour During Securities Trading - Josh Strittmatter is the owner of Arrow Fence, LLC. No securities business is conducted by this company and it does not share office space with any securities business. This business no longer operates.
3. 6/3/2014 - The Lawn Guy of Texas - Not Investment Related - At Reported Business Locations(s) - 0 Hours Per Month/0 Hour During Securities Trading - Joshua Strittmatter is the owner of The Lawn Guy of Texas, LLC. There is no securities business conducted and it does not share office space with securities business. This business no longer operates.
4. 10/29/2014 - Strittmatter Insurance Agency, LLC - Investment Related - At Reported Business Locations(s) - Insurance Agency - Started 10/13/2014 - 8 Hours Per Month/2 Hours During Securities Trading - Joshua Strittmatter is the owner/CEO of this company, which employs individuals with Life, Health and Property Casualty Insurance Licenses.
5. 09/12/2006 - Referrals Unlimited, Inc. - Investment Related - At Reported Business Locations(s) - Marketing Company - Started 09/12/2006 - 0 Hours Per Month During Securities Trading. This business no longer operates.
6. 01/01/2010 - No Business Name - Investment Related - Continuing Education Instructor - Different Campuses at UTA, TCC and Weatherford College. - Other-Teacher - Started 01/01/2010 - 24 Hours Per Month/12 During Securities Trading - Continuing Education Instructor at local colleges including University of Texas Arlington, Tarrant County College, and Weatherford College.
7.Mother Nature's Best, LLC, Not investment-related,Fort Worth, TX, online retail selling chemical free products such as cleaners, vitamins, and other holistic products, Owner, January 2019, Less than 2 hours per month, Less than 2 hours per month, Owner
8. MNB Vitamins and Minerals; Not Investment-Related; Fort Worth, TX; retail selling supplements; Owner; January 2019; Less than 2 hours per month; Less than 2 hours per month during trading hours; Owner.
9. My Real Estate Retirement, LLC; Investment-Related; 101 Summit Ave. Ste. 910, Fort Worth, TX 76102; Real Estate; Managing Member; May 2020; 16 hours per month; 16 hours per month during trading hours; My Real Estate Retirement, LLC is a real estate investment firm focusing on investing into and managing real estate portfolios for investors who want to diversify their retirement portfolio into residential rental properties. Our clients own the properties and therefore directly benefit from leveraging and the tax benefits while our firm manages all aspects of the buying, selling, and
management process.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua William Strittmatter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 7, 2013 - Present
SWMG, LLC
Office #1: 2000 E Lamar Blvd Suite 370, Arlington, TX 76006Office #2: 119 North Main Street Suite 2, Weatherford, TX 76086Office #3: 3343 Locke Ave Ste 107, Fort Worth, TX 76107RIA
CRD#: 166688
Arlington, TX
Past
November 1, 2007 - November 6, 2013
COLLABORATIVE WEALTH
RIA
CRD#: 142106
FORT WORTH, TX
Past
October 26, 2007 - December 19, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT WORTH, TX
Past
October 26, 2007 - December 19, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT WORTH, TX
Past
March 17, 2003 - October 30, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HURST, TX
Past
March 4, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 4, 2003 - October 30, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HURST, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SWMG, LLC
STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC
CRD#: 166688 / SEC#: 801-116898
RIA
Registered Investment Advisory firm - (7/3/2019 Approved)Texas
Registered Investment Advisory firm - (11/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/7/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SL
SWMG, LLC
STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC
CRD#: 166688 / SEC#: 801-116898
RIA
Registered Investment Advisory firm - (7/3/2019 Approved)Texas
Registered Investment Advisory firm - (11/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3343 Locke Ave Ste 107, Fort Worth, TX 76107
Mailing Address
Phone number
(817) 210-3444
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,388 |
| AUM (Assets Under Management) | $ 320,056,761 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
