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Joshua William Strittmatter

Joshua William Strittmatter

CFP®
SWMG
Arlington, TX
·CRD# 4617567·23 years registered

Professional Summary

Joshua William Strittmatter, CFP®, who also goes by Joshua William Strittrmatter, is a registered financial advisor currently at SWMG, LLC located in Arlington, Texas. Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joshua has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joshua William Strittrmatter

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2013

Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

SWMG, LLCCurrent·CRD# 166688
RIA
1. 2000 E Lamar Blvd Suite 370, Arlington, TX 760062. 119 North Main Street Suite 2, Weatherford, TX 760863. 3343 Locke Ave Ste 107, Fort Worth, TX 76107
March 7, 2013 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
RIA
Fort Worth, TX
October 26, 2007 - December 19, 2017
LPL FINANCIAL LLCPast·CRD# 6413
BD
Fort Worth, TX
October 26, 2007 - December 19, 2017
COLLABORATIVE WEALTHPast·CRD# 142106
RIA
Fort Worth, TX
November 1, 2007 - November 6, 2013
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
RIA
Hurst, TX
March 17, 2003 - October 30, 2007
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Hurst, TX
March 4, 2003 - October 30, 2007
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
March 4, 2003 - July 3, 2006

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Current Firm

SL
SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (11/25/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3343 Locke Ave Ste 107, Fort Worth, TX 76107

Phone Number

(817) 210-3444

# of Employees

19

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SWMG FORM ADV PART 2A (8/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,652

AUM (Assets Under Management)

$430,361,910

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2/20/2008 - Strittmatter Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - DBA for SWMG, LLC (entity for SWMG, LLC). 2. 6/3/2014 - Arrow Fence - Not Investment Related - At Reported Business Locations(s) - Other-Fence Company - Started 06/02/2014 - 0 Hours Per Month/0 Hour During Securities Trading - Josh Strittmatter is the owner of Arrow Fence, LLC. No securities business is conducted by this company and it does not share office space with any securities business. This business no longer operates. 3. 6/3/2014 - The Lawn Guy of Texas - Not Investment Related - At Reported Business Locations(s) - 0 Hours Per Month/0 Hour During Securities Trading - Joshua Strittmatter is the owner of The Lawn Guy of Texas, LLC. There is no securities business conducted and it does not share office space with securities business. This business no longer operates. 4. 10/29/2014 - Strittmatter Insurance Agency, LLC - Investment Related - At Reported Business Locations(s) - Insurance Agency - Started 10/13/2014 - 8 Hours Per Month/2 Hours During Securities Trading - Joshua Strittmatter is the owner/CEO of this company, which employs individuals with Life, Health and Property Casualty Insurance Licenses. 5. 09/12/2006 - Referrals Unlimited, Inc. - Investment Related - At Reported Business Locations(s) - Marketing Company - Started 09/12/2006 - 0 Hours Per Month During Securities Trading. This business no longer operates. 6. 01/01/2010 - No Business Name - Investment Related - Continuing Education Instructor - Different Campuses at UTA, TCC and Weatherford College. - Other-Teacher - Started 01/01/2010 - 24 Hours Per Month/12 During Securities Trading - Continuing Education Instructor at local colleges including University of Texas Arlington, Tarrant County College, and Weatherford College. 7.Mother Nature's Best, LLC, Not investment-related,Fort Worth, TX, online retail selling chemical free products such as cleaners, vitamins, and other holistic products, Owner, January 2019, Less than 2 hours per month, Less than 2 hours per month, Owner 8. MNB Vitamins and Minerals; Not Investment-Related; Fort Worth, TX; retail selling supplements; Owner; January 2019; Less than 2 hours per month; Less than 2 hours per month during trading hours; Owner. 9. My Real Estate Retirement, LLC; Investment-Related; 101 Summit Ave. Ste. 910, Fort Worth, TX 76102; Real Estate; Managing Member; May 2020; 16 hours per month; 16 hours per month during trading hours; My Real Estate Retirement, LLC is a real estate investment firm focusing on investing into and managing real estate portfolios for investors who want to diversify their retirement portfolio into residential rental properties. Our clients own the properties and therefore directly benefit from leveraging and the tax benefits while our firm manages all aspects of the buying, selling, and management process.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898
RIA
Registered Investment Advisory firm - SEC (7/3/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (11/25/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(7/7/2026)
IAR
Colorado
(6/25/2026)
IAR
Texas
(3/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2009About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Joshua William Strittmatter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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