Jerry R. Madrid
MADRID RETIREMENT ADVISORS
Manhattan Beach, CA 90266
Some features on this profile are disabled
CRD#: 4617455
Professional summary
Jerry R Madrid, CFP®, who also goes by Jerry Madrid, Randy Madrid, is a registered financial advisor currently at MADRID RETIREMENT ADVISORS located in Manhattan Beach, California and LPL FINANCIAL LLC located in Manhattan Beach, California.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jerry has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Madrid | Randy Madrid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 05/21/2009: MADRID FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 03/23/2015: MADRID RETIREMENT ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 04/01/2015 - 160 Hours Per Month/40 Hours During Securities Trading. (3) 9/22/2015 - Madrid Financial Services, Inc - DBA: (Hybrid) Madrid Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/10/2015 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Madrid Financial Services, Inc, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 7/10/2018 - Madrid Financial Services - DBA: (Hybrid) Madrid Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/01/2018 - 40 Hours Per Month During Securities Trading. (5) 6/7/2021 - Full Circle Media - Not Investment Related - 2123 PIONEER AVE CHEYENNE, WY 82001 - Business Entity For Tax/Investment Purposes Only - President - Start Date: 1/1/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry R Madrid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
February 12, 2015 - Present
MADRID RETIREMENT ADVISORS
Office #1: 111 N. Sepulveda Blvd. Suite 250, Manhattan Beach, CA 90266RIA
CRD#: 172464
Manhattan Beach, CA
Current
July 10, 2009 - Present
LPL FINANCIAL LLC
Office #1: 111 N Sepulveda Blvd Ste 300, Manhattan Beach, CA 90266-6850RIA
BD
CRD#: 6413
Manhattan Beach, CA
Past
July 13, 2009 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
HUNTINGTON BEACH, CA
Past
August 17, 2005 - July 14, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEWPORT BEACH, CA
Past
August 17, 2005 - July 14, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEWPORT BEACH, CA
Past
April 14, 2003 - September 2, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEWPORT BEACH, CA
Past
February 17, 2003 - September 2, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/2023)
RR
Arkansas(10/20/2021)
RR
California(7/10/2009)
IAR
California(2/12/2015)
RR
Florida(11/14/2023)
RR
Texas(3/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MR
MADRID RETIREMENT ADVISORS
MADRID FINANCIAL SERVICES | MADRID RETIREMENT ADVISORS | MADRID FINANCIAL SERVICES, INC.
CRD#: 172464 / SEC#:
California
Registered Investment Advisory firm - (2/12/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 N. Sepulveda Blvd. Suite 250, Manhattan Beach, CA 90266
Mailing Address
Phone number
(714) 465-2537
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 168,638,602 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
