Robert H. Lauber
Professional summary
Robert Harold Lauber is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Harold Lauber's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2021 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759March 3, 2003 - January 2, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
January 31, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2021)
Exams
Series 57TO
Date: 4/14/2021
Securities Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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