David H. Zuckerman

ZUCKERMAN CAPITAL MANAGEMENT

Los Angeles, CA 90067

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CRD#: 4616692

Professional summary

David Hyam Zuckerman, CFP®, CIMA® is a registered financial advisor currently at ZUCKERMAN CAPITAL MANAGEMENT, LLC located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID ZUCKERMAN/100% OWNER/5% TIME SPENT/I AM LICENSED WITH THE STATE OF CALIFORNIA AS AN INDEPENDENT INSURANCE AGENT AND WILL PERIODICALLY WRITE FIXED INSURANCE POLICIES WHEN THERE IS A NEED. WRITING FIXED INSURANCE IS NOT THE FOCUS OF MY BUSINESS, AND ONLY OCCUPIES 5% OR LESS OF MY ANNUAL WORKING HOURS. THE FIXED INSURANCE POLICIES THAT I WRITE ARE USUALLY PROCESSED THROUGH EMC LIFE INSURANCE OR DUNHILL INSURANCE. WHEN PROCESSING INSURANCE BUSINESS I TYPICALLY USE MY HOME OFFICE, WHICH IS NOT A GIRARD SECURITIES INC BRANCH LOCATION. INSURANCE IS NOT SOMETHING THAT WE TYPICALLY SELL TO OUR INVESTMENT ADVISORY CLIENTS, ALTHOUGH WE DO OFFER COMPREHENSIVE FINANCIAL PLANNING SERVICES AND IF, DURING THE COURSE OF DRAWING UP A CLIENT'S FINANCIAL PLAN WE SEE A NEED TO MANAGE RISK THROUGH FIXED INSURANCE, WE MAY RECOMMEND A POLICY. THIS DOES NOT OCCUR OFTEN, USUALLY LESS THAN FIVE TIMES PER YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hyam Zuckerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 4, 2008 - Present

ZUCKERMAN CAPITAL MANAGEMENT, LLC

Office #1: 2029 Century Park East Suite 400, Los Angeles, CA 90067

RIA

CRD#: 148549

Los Angeles, CA

Past

December 2, 2003 - December 5, 2008

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

LAGUNA HILLS, CA

Past

December 2, 2003 - December 5, 2008

GIRARD SECURITIES, INC.

CRD#: 18697

LAGUNA HILLS, CA

Past

July 17, 2003 - January 15, 2004

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ORANGE, CA

Past

January 6, 2003 - January 15, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/4/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZUCKERMAN CAPITAL MANAGEMENT, LLC

CRD#: 148549 / SEC#:

California

Registered Investment Advisory firm - (12/4/2008 Approved)

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Contact information

Main Address

2029 Century Park East Suite 400, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 867-2778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 104,745,800

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David H. Zuckerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hyam Zuckerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZUCKERMAN CAPITAL MANAGEMENT, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2003

Series 63

Date: 1/21/2003

Series 7

Date: 4/9/2003

Series 6

Date: 1/3/2003

Current Firm

ZUCKERMAN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZUCKERMAN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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