Michelle N. Peeples
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Natalie Peeples, who also goes by Michele Natalie Peeples, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2021. Michelle had worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2021 - May 3, 2022
KBS CAPITAL MARKETS GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 8/31/2021
Operations Professional ExaminationCurrent Firm
KBS CAPITAL MARKETS GROUP LLC
CRD#: 132299 / SEC#: , 8-66581
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
