MM
Michael B. Mills
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Richmond, VA 23233
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CRD#: 4615851
MM
Professional summary
Michael Brian Mills, AIF®, who also goes by Michael Mills, Mike Mills, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Richmond, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Richmond, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Mills | Mike Mills
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN ROAD FAIRFIELD IA, 10/2016, AS ADVISORY REP OF A RIA. INV REL, 35 HR/WEEK 35 HR/TRADE 2) LAFAYETTE LIFE INSURANCE COMPANY, CINCINNATI OH, 09/1993, SALES, INV REL, 64 HR/MO 0 HR/MO TRADE 3) BOY SCOUTS OF AMERICA TROOP 709, ASHLAND VA, 06/2019. COMMITTEE MEMBER, ASSIST WITH PROMOTIONS, COMMUNITY SERVICE, AND ADMINISTRATION. NIR, 4 HR/MO 0 HR/TRADING 4) MIKE MILLS LLC, ASHLAND VA 23005, 01/2021, OWNER, ENTITY USED FOR COMPENSATION/EXPENSES RELATED TO SECURITIES BUSINESS, NIR, 1 HR/MO 0 HR/MO TRADING 5) EPHESIANS 210 LLC, 3900 Westerre Parkway, Suite 103, Richmond VA 23233, United States, 01/01/2021, OWNER, Owner/Partner of a Business Entity, NIR, 1 HR/MO 0 HR/MO TRADING 6) M&M OUTDOORS LLC, Ashland VA 23005, 10/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 7) ADVISORS EXCEL MEDICARE, 2950 SW MCLURE RD TOPEKA KS, 11/2023, REFERRALS, MEDICARE, NIR, 1 HR/MO 0 HR/MO TRADING 8) THE LEGACY ADVISORY GROUP, 3900 WESTERRE PARKWAY SUITE 103 HENRICO VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Michael Brian Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 3, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3900 Westerre Pkwy. Ste. 103, Richmond, VA 23233RIA
CRD#: 134139
Richmond, VA
Current
October 3, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3900 Westerre Pkwy. Ste. 103, Richmond, VA 23233BD
CRD#: 39543
Richmond, VA
Past
October 12, 2011 - September 16, 2016
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
RIA
CRD#: 138756
BOSTON, MA
Past
October 5, 2011 - September 16, 2016
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
August 26, 2010 - October 20, 2011
AMERICAN CENTURY ADVISORY SERVICES, INC.
RIA
CRD#: 121974
GLEN ALLEN, VA
Past
August 25, 2010 - October 20, 2011
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Past
January 5, 2010 - August 16, 2010
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
RIA
CRD#: 152237
PHILADELPHIA, PA
Past
January 5, 2010 - August 16, 2010
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Past
July 10, 2008 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
GLEN ALLEN, VA
Past
May 13, 2008 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
June 20, 2005 - April 30, 2008
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
Past
February 1, 2005 - June 15, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 24, 2003 - July 13, 2004
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2025)
RR
California(10/3/2016)
RR
Colorado(1/7/2025)
RR
Delaware(10/3/2016)
RR
District of Columbia(10/3/2016)
RR
Florida(10/3/2016)
RR
Georgia(10/3/2016)
RR
Maryland(10/3/2016)
RR
Michigan(10/3/2016)
RR
Missouri(10/3/2016)
RR
Montana(3/29/2022)
RR
Nebraska(3/3/2023)
RR
New Jersey(10/3/2016)
RR
New Mexico(7/7/2022)
RR
New York(9/30/2022)
RR
North Carolina(10/3/2016)
RR
South Carolina(12/8/2021)
RR
Tennessee(10/3/2016)
RR
Texas(12/7/2020)
IAR
Texas(12/7/2020)
RR
Virginia(10/3/2016)
IAR
Virginia(10/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Richmond, VA 23233TRUST BUT VERIFY
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