Regina A. Montrony

PENTEGRA INVESTORS

WHITE PLAINS, NY 10604-3805

Some features on this profile are disabled

CRD#: 4615456

Professional summary

Regina Angela Montrony, who also goes by Maria Regina Verzosa, Regina Angela Verzosa, is a registered financial advisor currently at PENTEGRA INVESTORS, INC. located in White Plains, New York and PENTEGRA DISTRIBUTORS INC. located in White Plains, New York.

Regina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Regina has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maria Regina Verzosa | Regina Angela Verzosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regina Angela Montrony's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

PENTEGRA INVESTORS, INC.

Office #1: 701 Westchester Avenue Suite 320e, White Plains, NY 10604-3805

RIA

CRD#: 111503

WHITE PLAINS, NY

Current

June 24, 2004 - Present

PENTEGRA DISTRIBUTORS INC.

Office #1: 701 Westchester Avenue Suite 320e, White Plains, NY 10604

CRD#: 26249

WHITE PLAINS, NY

Past

December 11, 2006 - September 8, 2025

PENTEGRA INVESTORS, INC.

RIA

CRD#: 111503

WHITE PLAINS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENTEGRA INVESTORS, INC.

PENTEGRA INVESTORS, INC. | RETIREMENT SYSTEM INVESTORS INC

CRD#: 111503 / SEC#: 801-36893

RIA

Registered Investment Advisory firm - (8/1/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/25/2005)

Maine
(6/24/2004)

Maryland
(8/25/2005)

New Jersey
(6/24/2004)

New York
(7/23/2004)

IAR

New York
(9/9/2025)

North Carolina
(6/21/2012)

Pennsylvania
(11/19/2007)

Texas
(6/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/23/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PENTEGRA INVESTORS, INC.

PENTEGRA INVESTORS, INC. | RETIREMENT SYSTEM INVESTORS INC

CRD#: 111503 / SEC#: 801-36893

RIA

Registered Investment Advisory firm - (8/1/1990 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

701 Westchester Avenue Suite 320e, White Plains, NY 10604-3805

Mailing Address

Phone number

(914) 694-1300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PENTEGRA INVESTORS, INC. - INSTITUTIONAL SERVICES (3/25/2025)

Regulatory assets under management

Total Number of Accounts	272
AUM (Assets Under Management)	$ 5,507,349,576

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Regina A. Montrony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regina Angela Montrony's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENTEGRA DISTRIBUTORS INC.

PENTEGRA INVESTORS, INC.

Primary Firm SEC Registration

PENTEGRA INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2006

Series 63

Date: 7/22/2004

SIE

Date: 10/1/2018

Series 6

Date: 6/23/2004

FINRA

Current Firm

PENTEGRA INVESTORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENTEGRA INVESTORS, INC.

TRUST BUT VERIFY

Similar Advisors