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Chi-hong Chu
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
EAST BRUNSWICK, NJ 08816
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CRD#: 4615119
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Professional summary
Chi-hong Chu, who also goes by Chihong Chu, Simon Chu, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in East Brunswick, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Short Hills, New Jersey.
Chi-hong is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Chi-hong has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chihong Chu | Simon Chu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CORNERSTONE FINANCIAL STRATEGIES INC, 77 MILLTOWN RD STE C-6 EAST BRUNSWICK NJ, 10/2022, PRESIDENT, MARKETING, NIR, 20 HR/MO 20 HR/MO TRADING 2) NEI MANAGEMENT INC., 19 HEATHER WAY, EAST BRUNSWICK NY 08816, 01/2025, President, Owner/Partner of a Business Entity, NIR, 20 HR/MO, 20 HR/MO TRADING. 3) CHI-HONG CHU "THE RETIREMENT PITFALL", 19 HEATHER WAY EAST BRUNSWICK NJ, 10/2022, AUTHOR, NIR, 0 HR/MO 0 HR/MO TRADING 4) ECONOMIC DEVELOPMENT COUNCIL INC, 866 UN PLAZA STE 406 NEW YORK NY, 10/2022, PRESIDENT, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 3 HR/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2022, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 6) CHIHONG CHU, 77 MILLTOWN RD STE C6 EAST BRUNSWICK NJ, 04/2024, AGENT, NOTARY, NIR, 1 HR/MO 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Chi-hong Chu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 77 Milltown Rd, Ste C6, East Brunswick, NJ 08816Office #2: 3000 Atrium Way, Ste 209, Mount Laurel, NJ 08054Office #3: 830 Morris Turnpike 4th Floor, Short Hills, NJ 07078Office #4: 116 Village Blvd., Princeton, NJ 08540RIA
CRD#: 134139
EAST BRUNSWICK, NJ
Current
October 20, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 830 Morris Turnpike 4th Floor, Short Hills, NJ 07078Office #2: 77 Milltown Rd, Ste C6, East Brunswick,, NJ 08816Office #3: 3000 Atrium Way Ste. 209, Mount Laurel, NJ 08054Office #4: 116 Village Blvd., Princeton, NJ 08540BD
CRD#: 39543
Short Hills, NJ
Past
November 3, 2016 - October 21, 2022
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
September 1, 2016 - October 21, 2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
EAST BRUNSWICK, NJ
Past
March 3, 2008 - August 15, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
El Segundo, CA
Past
March 3, 2008 - August 15, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
El Segundo, CA
Past
February 14, 2008 - March 3, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
EAST BRUNSWICK, NJ
Past
August 19, 2004 - March 3, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
EAST BRUNSWICK, NJ
Past
January 6, 2003 - July 21, 2004
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/20/2022)
RR
Delaware(11/1/2022)
RR
Florida(10/20/2022)
RR
Georgia(10/20/2022)
RR
Maryland(10/25/2022)
IAR
New Jersey(10/21/2022)
RR
New Jersey(10/26/2022)
RR
New York(10/20/2022)
RR
North Carolina(10/20/2022)
RR
Oregon(10/20/2022)
RR
Pennsylvania(10/20/2022)
RR
South Carolina(10/20/2022)
RR
Texas(10/20/2022)
IAR
Texas(10/24/2022)
RR
Washington(10/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139East Brunswick, NJ 08816TRUST BUT VERIFY
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