Timothy J. Mcdaniel
CETERA INVESTMENT ADVISERS LLC
Lexington, KY
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CRD#: 4615042
Professional summary
Timothy Joe Mcdaniel, CFP®, who also goes by Tim Mc Daniel, Timothy Joe Mc Daniel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lexington, Kentucky and CETERA WEALTH SERVICES, LLC located in Lexington, Kentucky.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Mc Daniel | Timothy Joe Mc Daniel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Timothy J McDaniel 110 N. First Street~Danville~KY~40422~Independent Insurance Agent~Owner/Sole Proprietor~1/1/2004~1hrs~1hrs~independent agent of Anthem, Bluegrass Family Health to sell health Insurance. 2) Hayley Properties, LLC 213 W. Main Street~Danville~KY~40422~Rental Property~Owner~9/16/2004~1hrs~1hrs~Maintain condition of building. 3)McDaniel Wealth Management, PLLC; Owner/Sole Proprietor; Accounting Services/Tax Preparation; NIR; 130; 01/01/2004; 213 W. Main Street Danville KY 40422; Owner/Manager of business
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joe Mcdaniel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
July 21, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 213 W. Main Street, Danville, KY 40422RIA
CRD#: 105644
Lexington, KY
Current
July 21, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 424 Lewis Hargett Circle, Lexington, KY 40503Office #2: 213 W. Main Street, Danville, KY 40422BD
CRD#: 13572
LEXINGTON, KY
Past
September 2, 2004 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Danville, KY
Past
January 6, 2003 - September 8, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Danville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2025)
RR
California(7/21/2025)
RR
Colorado(7/21/2025)
RR
Florida(7/21/2025)
RR
Georgia(7/21/2025)
RR
Hawaii(7/21/2025)
RR
Illinois(7/21/2025)
RR
Indiana(7/21/2025)
RR
Iowa(9/18/2025)
RR
Kentucky(7/21/2025)
IAR
Kentucky(7/21/2025)
RR
Maryland(7/21/2025)
RR
Michigan(7/21/2025)
RR
Minnesota(7/21/2025)
RR
Mississippi(7/21/2025)
RR
Missouri(7/21/2025)
RR
Nebraska(9/22/2025)
RR
New York(7/21/2025)
RR
North Carolina(9/9/2025)
RR
Ohio(7/21/2025)
RR
Oklahoma(7/21/2025)
RR
Oregon(9/8/2025)
RR
Pennsylvania(9/8/2025)
RR
South Carolina(7/21/2025)
RR
Tennessee(7/21/2025)
RR
Texas(7/21/2025)
IAR
Texas(7/21/2025)
RR
Virginia(9/8/2025)
RR
Washington(9/22/2025)
RR
West Virginia(9/8/2025)
RR
Wisconsin(7/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
