Robert T. Taliani
Professional summary
Robert T Taliani, CFP®, who also goes by Robert Thomas Taliani, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert T Taliani's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917July 8, 2011 - May 6, 2015
NATIONAL FINANCIAL SERVICES LLC
October 23, 2009 - June 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 27, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 8, 2007 - September 26, 2007
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
July 30, 2003 - June 8, 2007
MSI FINANCIAL SERVICES, INC.
July 30, 2003 - June 8, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 30, 2003 - June 8, 2007
MSI FINANCIAL SERVICES, INC.
March 19, 2003 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
March 5, 2003 - April 30, 2003
IDS LIFE INSURANCE COMPANY
March 5, 2003 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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