Bo Liao
Professional summary
Bo Liao is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Carmel, Indiana.
Bo is registered as a RR (Registered Representative) and started their career in finance in 2003. Bo has worked at 3 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bo Liao's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2003 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 718 Adams Ste Ste B, Carmel, IN 46032-7594January 30, 2003 - August 19, 2003
OSAIC FA, INC.
January 3, 2003 - August 19, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 3, 2003 - August 19, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2003)
(9/15/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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