Dixie L. Munsee

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CRD#: 4614122

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dixie Lee Munsee, who also goes by Dixie Lee Eldredge, was a registered financial professional .

Dixie is a previously registered financial professional and started their career in finance in 2003. Dixie had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dixie Lee Eldredge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 3, 2016 - June 10, 2016

STRATEGIC PLANNING GROUP

RIA

CRD#: 113844

OGDEN, UT

Past

June 10, 2014 - June 10, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

OGDEN, UT

Past

May 30, 2014 - June 9, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OGDEN, UT

Past

October 17, 2011 - May 30, 2014

GIRARD SECURITIES, INC.

CRD#: 18697

OGDEN, UT

Past

September 27, 2011 - June 10, 2014

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

OGDEN, UT

Past

May 15, 2008 - July 10, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

FARMINGTON, UT

Past

May 13, 2008 - July 10, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

FARMINGTON, UT

Past

April 15, 2005 - May 15, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

KAYSVILLE, UT

Past

March 15, 2005 - May 15, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

KAYSVILLE, UT

Past

September 15, 2004 - April 7, 2005

STRATEGIC PLANNING GROUP

RIA

CRD#: 113844

OGDEN, UT

Past

August 7, 2003 - March 17, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC PLANNING GROUP

STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC

CRD#: 113844 / SEC#: 801-112440

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

Texas

Registered Investment Advisory firm - (2/23/2018 Terminated)

Utah

Registered Investment Advisory firm - (3/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2003

General Securities Representative Examination

Current Firm

STRATEGIC PLANNING GROUP

STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC

CRD#: 113844 / SEC#: 801-112440

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

Texas

Registered Investment Advisory firm - (2/23/2018 Terminated)

Utah

Registered Investment Advisory firm - (3/8/2018 Terminated)

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Contact information

Main Address

190 South Main Street, Bountiful, UT 84010

Mailing Address

Phone number

(801) 627-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC PLANNING GROUP ADV PART 2A AND 2B (8/15/2025)

Regulatory assets under management

Total Number of Accounts	3,999
AUM (Assets Under Management)	$ 813,369,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dixie L. Munsee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

STRATEGIC PLANNING GROUP

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

STRATEGIC PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2003

SIE

Date: 6/9/2016

Series 7

Date: 8/6/2003

Current Firm

STRATEGIC PLANNING GROUP

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PLANNING GROUP

TRUST BUT VERIFY

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