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PZ

Paulo R. Zanjacomo

THINK ALPHA SECURITIES
Princeton, NJ 08540
Some features on this profile are disabled
CRD#: 4613623
PZ

Professional summary

Paulo Regis Zanjacomo is a registered financial professional currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey.

Paulo is registered as a RR (Registered Representative) and started their career in finance in 2002. Paulo has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paulo Regis Zanjacomo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

THINK ALPHA SECURITIES, LLC

Office #1: 116 Commons Way Building 1, Suite 166, Princeton, NJ 08540
BD
CRD#: 300679
Princeton, NJ
Past

June 26, 2019 - June 21, 2023

CTC, LLC

BD
CRD#: 44597
CHICAGO, IL
Past

May 6, 2014 - September 8, 2014

IMC FINANCIAL MARKETS

BD
CRD#: 104143
CHICAGO, IL
Past

September 9, 2010 - November 13, 2012

HRT EXECUTION SERVICES LLC

BD
CRD#: 128491
NEW YORK, NY
Past

December 13, 2002 - September 9, 2010

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC

BD
CRD#: 36000
MOUNT PLEASANT, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 6/26/2019
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 5/15/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/25/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/12/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
THINK ALPHA SECURITIES, LLC
THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC

CRD#: 300679 / SEC#: , 8-70292

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540
Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540
Phone number
(856) 389-3331
Established
Delaware since 02/06/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THINK ALPHA HOLDINGS,LLCOWNER
WEDBUSH FINANCIAL SERVICES INC.MEMBER
BIRCH, LAWRENCE TERRYCHIEF EXECUTIVE OFFICER1692733
CHOE, EUGENE ANTHONYCHIEF COMPLIANCE OFFICER2155125
FELDMAN, RICHARD MARKFINOP2273453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THINK ALPHA SECURITIES, LLC

CRD#: 300679Princeton, NJ 08540

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