Paulo R. Zanjacomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paulo Regis Zanjacomo was a registered financial professional .
Paulo is a previously registered financial professional and started their career in finance in 2002. Paulo had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - June 21, 2023
CTC, LLC
May 6, 2014 - September 8, 2014
IMC FINANCIAL MARKETS
September 9, 2010 - November 13, 2012
HRT EXECUTION SERVICES LLC
December 13, 2002 - September 9, 2010
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 6/26/2019
Securities Trader ExamSeries 55
Date: 3/25/2003
Limited Representative-Equity Trader ExamCurrent Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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