DS
Dane C. Streeter
PERENNIAL FINANCIAL SERVICES
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 4613533
DS
Professional summary
Dane Christopher Streeter is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Los Angeles, California and LPL FINANCIAL LLC located in Los Angeles, California.
Dane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Dane has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 03/07/2011 - DBA ONLY - PERENNIAL FINANCIAL SERVICES - 5% OF TIME SPENT - LOS ANGELES, CA (2) 04/17/2014 - NON-VARIABLE INSURANCE DBA - PERENNIAL FINANCIAL & INSURANCE SERVICES - THIS DBA IS FOR FIXED INSURANCE BUSINESS. Chris Nowakowski 25% owner John Petrick 25% owner Dane Streeter 50% owner. Dane Streeter is President of operations. NO VARIABLE POLICIES NOR EQUITY INDEXED ANNUITIES ARE DONE THROUGH THIS OBA. LOS ANGELES, CA. (3) 02/21/2017 - DCS Investments LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/26/2017 - 5 Hours Per Month/0 Hours During Securities Trading. (4) 6/16/2017 - Perennial Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 7/12/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 07/12/2017 - 80 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 01/25/2022 - BKD - Investment Related - Norman Oklahoma - Real Estate Rental - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. (7) 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Dane Christopher Streeter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2017 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 11620 Wilshire Boulevard, Suite 400, Los Angeles, CA 90025RIA
CRD#: 286477
Los Angeles, CA
Current
December 18, 2007 - Present
LPL FINANCIAL LLC
Office #1: 11620 Wilshire Blvd. Ste 400, Los Angeles, CA 90025RIA
BD
CRD#: 6413
Los Angeles, CA
Past
December 18, 2007 - September 26, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOS ANGELES, CA
Past
December 17, 2007 - December 21, 2007
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
June 24, 2005 - December 31, 2008
WEALTHWISE LLC
RIA
CRD#: 111918
SAN LUIS OBISPO, CA
Past
November 4, 2004 - October 19, 2006
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
SAN LUIS OBISPO, CA
Past
October 14, 2003 - November 19, 2004
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/6/2020)
RR
California(12/18/2007)
IAR
California(6/12/2017)
RR
Colorado(1/2/2020)
IAR
Idaho(1/29/2018)
RR
Michigan(1/26/2012)
RR
North Dakota(4/16/2025)
RR
South Dakota(7/6/2009)
RR
Tennessee(5/1/2025)
RR
Texas(3/9/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERENNIAL FINANCIAL SERVICES
CRD#: 286477Los Angeles, CA 90025TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
