Walter D. Tiffin
Professional summary
Walter David Tiffin is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Dallas, Texas.
Walter is registered as a RR (Registered Representative) and started their career in finance in 2004. Walter has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 50, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter David Tiffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2017 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 14221 Dallas Parkway Suite 850, Dallas, TX 75254September 4, 2014 - August 1, 2017
WILLIAM BLAIR
June 12, 2012 - September 8, 2014
ROBERT W. BAIRD & CO. INCORPORATED
February 27, 2004 - November 2, 2011
RBC CAPITAL MARKETS, LLC
February 20, 2004 - February 27, 2004
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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Company Information
HUNTINGTON SECURITIES, INC.
CRD#: 2261Dallas, TX 75254TRUST BUT VERIFY
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