JS
Jamie A. Stone
KESTRA ADVISORY SERVICES
Steamboat Springs, CO 80487
Some features on this profile are disabled
CRD#: 4613281
JS
Professional summary
Jamie A. Stone is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Steamboat Springs, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Steamboat Springs, Colorado.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jamie has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Name: PeachPi LLC Inv Rel: Yes Address: 1070 33rd St Denver CO 80205 NOB: Real Estate POSI: member Start Date: 6/15/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: investment and helping hire people to solve issues with properties Busi Name: MSW Financial Partners Inv Rel: Yes Address: 1070 33rd St Denver CO 80205 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POSI: director Start Date: 5/9/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Calling, meeting, discussing, analyzing client informaition and help clients make informed decisions Busi Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POSI: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Busi Name: StonMerica Enterprises, Inc DBA MSW Financial Partners, INC Inv Rel: Yes Address: 1070 33rd St Denver CO 80205 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POSI: Director and Owner Start Date: 6/20/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: meet with clients and manage staff and sell products and services, analyze options for clients Busi Name: StonMerica Enterprises, INC Inv Rel: No Address: 1070 33rd St Denver CO 80205 NOB: Consulting POSI: Advisory pboard member Start Date: 12/18/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meeting or call every few weeks. Busi Name: Banana Stand 2, LLC Inv Rel: Yes Address: Rental Property Denver CO 80205 NOB: Real Estate POSI: Managing Member Start Date: 9/16/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: collect rents we have a prop manager Busi Name: Banana Stand 1, LLC Inv Rel: Yes Address: 23 Spruce St Steamboat Springs CO 80487 NOB: Real Estate POSI: Manager Start Date: 9/16/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Prop management Busi Name: BANANA STAND 3, LLC POSI: Managing member NOB: There is no current asset in the LLC INV REL: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: PO Box 880009, Steamboat SPrings CO 80488 DESC: Manage the entity and its holdings Busi Name: STONMERICA ENTERPRISES, INC POSI: Referrer NOB: Referring P and C insurance to NFP P and C INV REL: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 2232 Apres Ski Way, #12, Steamboat Springs CO 80487 DESC: TO help explain P and C insurance to clients
CRS (Client Relationship Summary) - RIA
Click below to view Jamie A. Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2322 Apres Ski Way #12, Steamboat Springs, CO 80487RIA
CRD#: 283330
Steamboat Springs, CO
Current
January 24, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2322 Apres Ski Way #12, Steamboat Springs, CO 80487BD
CRD#: 42046
Steamboat Springs, CO
Past
January 24, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Steamboat Springs, CO
Past
June 10, 2003 - January 30, 2007
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
CENTENNIAL, CO
Past
January 2, 2003 - January 30, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
CENTENNIAL, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2022)
RR
California(7/8/2014)
RR
Colorado(1/24/2007)
IAR
Colorado(4/19/2016)
RR
Delaware(5/18/2023)
RR
Florida(3/8/2018)
RR
Illinois(6/17/2016)
RR
Maine(8/9/2012)
RR
Maryland(8/22/2013)
RR
Massachusetts(1/7/2009)
IAR
Massachusetts(8/1/2016)
RR
Minnesota(6/16/2014)
RR
Nevada(2/20/2019)
RR
New Jersey(8/6/2009)
RR
New Mexico(3/30/2020)
RR
New York(2/20/2020)
RR
Oklahoma(6/4/2025)
RR
Oregon(7/26/2007)
RR
Rhode Island(9/6/2013)
RR
Texas(3/26/2008)
RR
Virginia(4/23/2021)
RR
Washington(4/20/2021)
RR
Wisconsin(1/12/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
