SK
Sam M. Kopkind
STASH CAPITAL LLC
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 4612963
SK
Professional summary
Sam Michael Kopkind is a registered financial professional currently at STASH CAPITAL LLC located in New York, New York.
Sam is registered as a RR (Registered Representative) and started their career in finance in 2002. Sam has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sam Michael Kopkind's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2018 - Present
STASH CAPITAL LLC
Office #1: 450 Park Avenue South Suite 10-111, New York, NY 10016BD
CRD#: 287728
NEW YORK, NY
Past
May 7, 2014 - May 31, 2018
LWPARTNERS CAPITAL GROUP LLC
BD
CRD#: 167438
NEW YORK, NY
Past
January 2, 2008 - April 30, 2014
CLEARVIEW TRADING ADVISORS, INC.
BD
CRD#: 142873
NEW YORK, NY
Past
May 2, 2006 - January 4, 2008
G-2 TRADING,LLC
BD
CRD#: 44018
NEW YORK, NY
Past
November 27, 2002 - August 13, 2003
CARLIN EQUITIES, LLC
BD
CRD#: 31295
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2018)
RR
Alaska(6/12/2018)
RR
Arizona(6/12/2018)
RR
Arkansas(6/12/2018)
RR
California(6/12/2018)
RR
Colorado(6/12/2018)
RR
Connecticut(6/12/2018)
RR
Delaware(6/12/2018)
RR
District of Columbia(6/12/2018)
RR
Florida(6/12/2018)
RR
Georgia(6/12/2018)
RR
Hawaii(6/12/2018)
RR
Idaho(6/12/2018)
RR
Illinois(6/12/2018)
RR
Indiana(6/12/2018)
RR
Iowa(6/12/2018)
RR
Kansas(6/12/2018)
RR
Kentucky(6/12/2018)
RR
Louisiana(6/12/2018)
RR
Maine(6/12/2018)
RR
Maryland(6/12/2018)
RR
Massachusetts(6/12/2018)
RR
Michigan(6/12/2018)
RR
Minnesota(6/12/2018)
RR
Mississippi(6/12/2018)
RR
Missouri(6/12/2018)
RR
Montana(6/12/2018)
RR
Nebraska(6/12/2018)
RR
Nevada(6/12/2018)
RR
New Hampshire(7/5/2018)
RR
New Jersey(6/12/2018)
RR
New Mexico(6/12/2018)
RR
New York(6/12/2018)
RR
North Carolina(6/12/2018)
RR
North Dakota(6/12/2018)
RR
Ohio(6/12/2018)
RR
Oklahoma(6/12/2018)
RR
Oregon(6/12/2018)
RR
Pennsylvania(6/12/2018)
RR
Puerto Rico(6/12/2018)
RR
Rhode Island(6/12/2018)
RR
South Carolina(6/12/2018)
RR
South Dakota(6/12/2018)
RR
Tennessee(4/26/2023)
RR
Texas(6/12/2018)
RR
Utah(6/12/2018)
RR
Vermont(6/12/2018)
RR
Virgin Islands(6/12/2018)
RR
Virginia(6/12/2018)
RR
Washington(6/12/2018)
RR
West Virginia(6/12/2018)
RR
Wisconsin(6/12/2018)
RR
Wyoming(6/12/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/21/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STASH CAPITAL LLC
STASH CAPITAL LLC | STASH FINANCIAL LLC
CRD#: 287728 / SEC#: , 8-69908
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
450 Park Avenue South Suite 10-111, New York, NY 10016
Mailing Address
115 E 34th St P.o. Box 1922, New York, NY 10016
Phone number
(800) 205-5164
Established
Delaware since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
