Holly M. Rice

WEALTHTRAK ADVISORS

VIRGINIA BEACH, VA 23452

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CRD#: 4612923

Professional summary

Holly Michelle Rice, who also goes by Holly Ferrer Rice, is a registered financial advisor currently at WEALTHTRAK ADVISORS located in Virginia Beach, Virginia.

Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Holly has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holly Ferrer Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Michelle Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

WEALTHTRAK ADVISORS

Office #1: 272 Bendix Road Suite 130, Virginia Beach, VA 23452

RIA

CRD#: 160057

VIRGINIA BEACH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHTRAK ADVISORS

WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT

CRD#: 160057 / SEC#: 801-123640

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Florida

Registered Investment Advisory firm - (4/11/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Virginia

Registered Investment Advisory firm - (4/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2018

Uniform Investment Adviser Law Examination

Current Firm

WEALTHTRAK ADVISORS

WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT

CRD#: 160057 / SEC#: 801-123640

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Florida

Registered Investment Advisory firm - (4/11/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Virginia

Registered Investment Advisory firm - (4/12/2022 Terminated)

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Contact information

Main Address

272 Bendix Road Suite 130, Virginia Beach, VA 23452

Mailing Address

Phone number

(757) 523-1250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHTRAK CAPITAL MANAGEMENT ADV BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	714
AUM (Assets Under Management)	$ 164,611,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Holly M. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Michelle Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHTRAK ADVISORS

Primary Firm SEC Registration

WEALTHTRAK ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2018

Current Firm

WEALTHTRAK ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHTRAK ADVISORS

TRUST BUT VERIFY

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