Joseph D. Terry
Professional summary
Joseph Dean Terry is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Dean Terry's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2020 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016January 18, 2019 - October 12, 2020
LPL FINANCIAL LLC
December 20, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 5, 2014 - November 7, 2016
WOODBURY FINANCIAL SERVICES, INC.
March 5, 2014 - November 7, 2016
OSAIC SERVICES, INC.
March 5, 2014 - November 7, 2016
OSAIC WEALTH, INC.
March 5, 2014 - November 7, 2016
FSC SECURITIES CORPORATION
November 24, 2008 - July 29, 2010
HORACE MANN INVESTORS, INC.
October 24, 2008 - February 28, 2014
HORACE MANN INVESTORS, INC.
August 1, 2008 - October 23, 2008
NATIONWIDE SECURITIES, LLC
October 25, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
October 27, 2006 - January 25, 2007
1717 CAPITAL MANAGEMENT COMPANY
January 9, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
January 9, 2006 - October 23, 2008
NATIONWIDE SECURITIES, LLC
September 15, 2004 - December 20, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 28, 2003 - September 7, 2004
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2020)
(10/5/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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