Edward V. Lopez
Professional summary
Edward Vasquez Lopez, who also goes by Edward Lopez, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Salinas, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Edward has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Vasquez Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2016 - Present
EMPOWER ADVISORY GROUP, LLC
October 6, 2006 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 23, 2005 - September 28, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 17, 2004 - September 28, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 9, 2004 - December 17, 2004
VALIC FINANCIAL ADVISORS, INC.
September 9, 2003 - December 17, 2004
VALIC FINANCIAL ADVISORS, INC.
January 28, 2003 - August 25, 2003
EDWARD JONES
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/26/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
