RH
Richard W. Howells
KESTRA PRIVATE WEALTH SERVICES
Boerne, TX 78006
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CRD#: 4612548
RH
Professional summary
Richard Wyman Howells Jr, who also goes by Richard Wyman Howells Jr., Richard Wyman Howells, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Boerne, Texas and KESTRA INVESTMENT SERVICES, LLC located in Boerne, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Richard has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Wyman Howells Jr. | Richard Wyman Howells
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PLANWELL PRIVATE WEALTH SERVICES POSITION: Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/31/2022ADDRESS: 14607 San PedroAvenue,Ste290, San Antonio TX 78232, United States DESCRIPTION: Financial Advisor 1000 TENDERFOOT LLC POSITION: Manager NATURE: Family Ranch INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2022 ADDRESS: 307 Frey, Boerne TX 78006, United States DESCRIPTION: Pay bills and overall operation of property BULVERDE LIONS CLUB POSITION: Club Member NATURE: Club Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 03/18/2004 ADDRESS: P.O. Box # 70, Bulverde TX 78163, United States DESCRIPTION: to help and assist the Club achieve their gifting goals for scholarships
CRS (Client Relationship Summary) - RIA
Click below to view Richard Wyman Howells Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2022 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 1201 S Main Street Suite 205, Boerne, TX 78006RIA
CRD#: 155193
Boerne, TX
Current
August 31, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1201 S Main Street Suite 205, Boerne, TX 78006BD
CRD#: 42046
Boerne, TX
Past
July 16, 2018 - September 13, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
BOERNE, TX
Past
July 16, 2018 - September 13, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BOERNE, TX
Past
March 24, 2016 - July 20, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN ANTONIO, TX
Past
March 24, 2016 - July 20, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN ANTONIO, TX
Past
January 31, 2008 - March 28, 2016
EDWARD JONES
RIA
CRD#: 250
HELOTES, TX
Past
March 5, 2003 - March 28, 2016
EDWARD JONES
BD
CRD#: 250
HELOTES, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2025)
RR
Arizona(8/31/2022)
RR
Arkansas(8/31/2022)
RR
California(8/31/2022)
RR
Colorado(8/31/2022)
RR
Connecticut(2/6/2025)
RR
Florida(8/31/2022)
RR
Georgia(8/31/2022)
RR
Kentucky(8/31/2022)
RR
Missouri(6/24/2025)
RR
Montana(8/31/2022)
RR
New Mexico(8/31/2022)
RR
North Carolina(9/14/2022)
RR
Texas(8/31/2022)
IAR
Texas(8/31/2022)
RR
Utah(8/31/2022)
RR
Virginia(8/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
