Brandon R. Gattis
STRATEGIC ADVISERS LLC | Financial Consultant
HUNTINGTON BEACH, CA
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CRD#: 4611237
Professional summary
Brandon Robert Gattis, who also goes by Brandon Robert Gattis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Huntington Beach, California and FIDELITY BROKERAGE SERVICES LLC located in Seal Beach, California.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brandon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I have been in the Financial Services industry for 20 years and helped many local families plan for their future. My passion is educating people on their finances and focus on what they can improve financially. I treat my clients as human beings and listen closely to what is truly important to them. I look forward to meeting with you and your family soon! When I am not working hard for my clients, I enjoy spending time with my wife and three kids, playing soccer, skiing, reading and traveling.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Robert Gattis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Robert Gattis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Westmont College
Bachelor of Arts (BA) - Sociology - Fine Arts
2001
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 12201 Seal Beach Blvd, Seal Beach, CA 90740RIA
CRD#: 104555
HUNTINGTON BEACH, CA
Current
April 23, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 12201 Seal Beach Blvd, Seal Beach, CA 90740-2634BD
CRD#: 7784
Seal Beach, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SEAL BEACH, CA
Past
April 25, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SEAL BEACH, CA
Past
January 23, 2006 - April 12, 2012
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
LOS ANGELES, CA
Past
October 14, 2004 - April 12, 2012
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/18/2017)
RR
Arizona(4/23/2012)
RR
California(4/23/2012)
IAR
California(3/31/2025)
RR
Colorado(1/6/2017)
RR
Florida(7/19/2024)
RR
Illinois(1/4/2025)
RR
Kansas(1/4/2025)
RR
Louisiana(5/19/2023)
RR
Maryland(3/4/2022)
RR
Michigan(1/3/2020)
RR
Montana(1/3/2020)
RR
Nevada(4/23/2012)
RR
Oregon(1/10/2020)
RR
Tennessee(1/3/2020)
RR
Texas(1/3/2020)
IAR
Texas(3/31/2025)
RR
Washington(1/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Huntington Beach, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
