John T. Ventimiglia
Professional summary
John Thomas Ventimiglia is a registered financial professional currently at DNB MARKETS, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Ventimiglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2019 - Present
DNB MARKETS, INC.
Office #1: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Office #2: 8th Floor The Walbrook Building 25 Walbrook, London, EC4N 8AFNovember 16, 2011 - August 1, 2019
HANDELSBANKEN MARKETS SECURITIES, INC.
February 20, 2008 - October 14, 2011
CARNEGIE, INC.
March 29, 2007 - February 21, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2019)
Exams
FINRA
Current Firm
DNB MARKETS, INC.
CRD#: 127605 / SEC#: , 8-66024
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | |
| ANDERSEN, VIDAR | DIRECTOR | 7772839 |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
Red Flags
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