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FIRM PROFILE
Overview
DNB MARKETS, INC. is located at 30 Hudson Yards, 81st Floor 500 West 33rd Street, New York, NY 10001 and was first established at New York, New York in 01/10/2003. After operating for 23 years, DNB MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DNB MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. DNB MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DNB MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DNB MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DNB MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DNB MARKETS, INC. Comes From
Understanding the Statistics for DNB MARKETS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
Small
(332) 600-3993
New York since 01/10/2003
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DNB BANK ASA | SHAREHOLDER | ||
| ANDERSEN, VIDAR | DIRECTOR | 7772839 | |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 | |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 | |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 | |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 | |
| FELKOWSKI, BRIAN | TREASURER | 5659117 | |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 | |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 | |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 | |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
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Advisor's working at DNB MARKETS, INC.
Philip Francis Puccio
Paula Maria Izu Zabalza
Nathan Louis Windawi
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