BH
Benjamin D. Hoy
EMPOWER ADVISORY GROUP
Omaha, NE
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CRD#: 4610667
BH
Professional summary
Benjamin Donald Hoy, who also goes by Benjamin D Hoy, Benjamin Donald Hoy, Benjamin Hoy, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Omaha, Nebraska and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Benjamin has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin D Hoy | Benjamin Donald Hoy | Benjamin Hoy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Millard Rotary Club/Address: Omaha, NE/Investment Related: No/Nature of Business: Non-profit organization who focuses on providing services to others through community service projects and activities./Position/Title: Director - member of Board of Directors/Date: 12/2020;Hours Per Month Devoted: 2;Hours per Month Devoted During Securities trading: 0;Duties: Attend monthly board meetings and take leadership roles within the club. 2) Empower Her Kenya / Board Director. Attend meetings, grant writing and operations. No collection of money or influence financial decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Donald Hoy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Omaha, NE
Current
June 24, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
December 21, 2020 - June 9, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Omaha, NE
Past
December 15, 2020 - June 9, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OMAHA, NE
Past
March 11, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
OMAHA, NE
Past
March 8, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
OMAHA, NE
Past
March 29, 2017 - February 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OMAHA, NE
Past
February 22, 2017 - February 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/24/2021)
RR
Alaska(6/30/2021)
RR
Arizona(7/2/2021)
RR
Arkansas(6/24/2021)
RR
California(6/25/2021)
RR
Connecticut(6/25/2021)
RR
Delaware(6/29/2021)
RR
Georgia(6/25/2021)
RR
Hawaii(8/27/2021)
RR
Idaho(6/24/2021)
RR
Illinois(7/8/2021)
RR
Indiana(6/25/2021)
RR
Iowa(6/25/2021)
RR
Kansas(6/24/2021)
RR
Kentucky(6/29/2021)
RR
Maine(6/25/2021)
RR
Massachusetts(6/25/2021)
RR
Michigan(6/28/2021)
RR
Minnesota(6/28/2021)
RR
Mississippi(6/25/2021)
RR
Missouri(6/24/2021)
RR
Montana(6/25/2021)
RR
Nebraska(6/24/2021)
IAR
Nebraska(6/24/2021)
RR
Nevada(7/6/2021)
RR
New Hampshire(6/29/2021)
RR
New Jersey(6/24/2021)
RR
New Mexico(6/24/2021)
RR
New York(6/24/2021)
RR
North Carolina(6/25/2021)
RR
North Dakota(6/28/2021)
RR
Oklahoma(6/25/2021)
RR
Oregon(7/1/2021)
RR
Pennsylvania(6/25/2021)
RR
Rhode Island(6/24/2021)
RR
South Carolina(6/30/2021)
RR
South Dakota(7/8/2021)
RR
Tennessee(6/25/2021)
RR
Texas(6/25/2021)
RR
Utah(6/24/2021)
RR
Vermont(6/24/2021)
RR
Virginia(6/24/2021)
RR
Washington(6/24/2021)
RR
West Virginia(7/9/2021)
RR
Wisconsin(6/24/2021)
RR
Wyoming(6/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
