Mark R. Fennelly
Professional summary
Mark Richard Fennelly, CFP®, ChFC®, CLU®, who also goes by Mark Richard Fennelly, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2003. Mark has worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Richard Fennelly's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
September 22, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262October 26, 2021 - March 15, 2023
VANGUARD ADVISERS, INC.
October 26, 2021 - March 15, 2023
VANGUARD MARKETING CORPORATION
February 25, 2021 - October 25, 2021
STATE FARM VP MANAGEMENT CORP.
June 17, 2010 - November 6, 2012
USAA FINANCIAL ADVISORS, INC.
May 12, 2010 - November 6, 2012
USAA FINANCIAL PLANNING SERVICES
February 13, 2003 - February 15, 2008
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2024)
(9/23/2024)
Exams
Series 7TO
Date: 11/16/2021
General Securities Representative ExaminationSeries 6TO
Date: 2/25/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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