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SM

Shayna K. Marshall

Some features on this profile are disabled
CRD#: 4609753
SM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shayna Kennedy Marshall, who also goes by Shayna Janella Kennedy, Shayna Janella Marshall, Shayna Kennedy Marshall, Shayna Marshall, was a registered financial professional .

Shayna is a previously registered financial professional and started their career in finance in 2003. Shayna had worked at 12 firms and has passed the Series 66, Series 6TO, Series 52TO, Series 62, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shayna Janella Kennedy | Shayna Janella Marshall | Shayna Kennedy Marshall | Shayna Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Prosperity Team; Investment Related: No; 465 Boulevard SE #112A Atlanta, GA 30312; Insurance Sales; Insurance Agent; Start Date: 10/01/2018; Number of hours devoted per month: 10; Number of hours devoted per month during trading hours: 10. 2) Fitxtreme Inc.; Investment Related: No; 465 Boulevard SE #101A Atlanta, GA 30312; Fitness Center; Owner; Start Date: 10/01/2018; Number of hours devoted per month: 10; Number of hours devoted per month during trading hours: 10. 3) Girl Boss Suites; Investment Related: No, 3033 Chumney Rock Rd. Houston, TX 77056; Coworking/Event Space; Owner, Start Date: 03/01/2020; Number of hours devoted per month: 10; Number of hours devoted per month during trading hours: 10. 4) Real Estate/Investment Properties; Investment Related: No; PO Box 160712 Atlanta, GA 30316; Investment Properties; Landlord/Property Owner; 09/01/2009; Number of hours devoted per month: 10; Number of hours devoted per month during trading hours: 10. 5) CleanPro; Investment Related: No; PO Box 3073 Decatur, GA 30031; Cleaning Service; Owner; 10/2009; Number of hours devoted per month: 2; Number of hours devoted per month during trading hours: 0. 6) Shayna Marshall Consulting; PO Box 3073 Decatur, GA 30031; Business Consulting; Owner; 01/2021; Number of hours devoted per month: 2; Number of hours devoted per month during trading hours: 0.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 10, 2025 - June 30, 2025

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WESTLAKE VILLAGE, CA
Past

May 3, 2022 - March 1, 2023

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
Atlanta, GA
Past

May 2, 2022 - March 1, 2023

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
TAMPA, FL
Past

September 6, 2019 - December 31, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Atlanta, GA
Past

September 5, 2019 - December 31, 2021

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Atlanta, GA
Past

January 20, 2017 - June 25, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
ELLENWOOD, GA
Past

August 19, 2013 - December 23, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
ELLENWOOD, GA
Past

August 1, 2013 - June 25, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

December 2, 2010 - July 22, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA
CRD#: 126514
ATLANTA, GA
Past

October 28, 2010 - July 22, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
ATLANTA, GA
Past

June 1, 2010 - October 26, 2010

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

July 20, 2007 - October 26, 2010

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

July 6, 2006 - March 3, 2009

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

July 21, 2003 - October 26, 2010

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

February 28, 2003 - April 4, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ALPHARETTA, GA
Past

January 22, 2003 - April 4, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 22, 2003 - April 4, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 6/10/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/1/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/11/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/16/2003
General Securities Principal Examination

Current Firm

FF
FARMERS FINANCIAL SOLUTIONS, LLC
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
31051 Agoura Rd., Westlake Village, CA 91361
Mailing Address
31051 Agoura Rd., Westlake Village, CA 91361
Phone number
(818) 584-0200
Established
Nevada since 12/21/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HANSON, GUY MEADEBOARD MEMBER7165729
HOHL, DOREN EUGENEBAORD MEMBER1953425
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

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