Linda Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Townsend, who also goes by Linda Arehart, Linda Cohn, Linda Kenyon, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2003. Linda had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2016 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 17, 2016 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 25, 2010 - June 9, 2016
CHAMPION ADVISORY SERVICES, INC
January 7, 2010 - May 20, 2010
GROVE POINT INVESTMENTS, LLC
January 7, 2010 - May 18, 2016
GROVE POINT INVESTMENTS, LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
May 4, 2004 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
November 18, 2003 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
