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LS

Linda L. Stanley

FIRST CITIZENS CAPITAL SECURITIES
NEW YORK, NY 10036
CRD#: 4609718
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LS
Linda Lee StanleyFIRST CITIZENS CAPITAL SECURITIES

Professional summary


Linda Lee Stanley, who also goes by Linda Marie Lee, Linda Stanley, is a registered financial professional currently at FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.

Linda is registered as a RR (Registered Representative) and started their career in finance in 2003. Linda has worked at 6 firms and has passed the Series 63, Series 6TO, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Linda Marie Lee | Linda Stanley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Linda Lee Stanley's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 8, 2026 - Present

FIRST CITIZENS CAPITAL SECURITIES, LLC

Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036
BD
CRD#: 41504
NEW YORK, NY
Past

May 23, 2022 - May 5, 2026

FIRST CITIZENS INVESTOR SERVICES, INC.

BD
CRD#: 44430
Aiken, SC
Past

May 10, 2019 - November 13, 2020

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

November 1, 2010 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
RICHMOND, VA
Past

September 7, 2006 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
ATLANTA, GA
Past

February 5, 2003 - October 4, 2006

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
South Carolina
(6/8/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 2/25/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/13/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FC
FIRST CITIZENS CAPITAL SECURITIES, LLC
CAP-SYN CORP. | NEWCOURT CAPITAL SECURITIES, INC. | NEWCOURT CAPITAL | FIRST CITIZENS CAPITAL SECURITIES, LLC | CIT CAPITAL SECURITIES, INC. | CIT CAPITAL SECURITIES LLC

CRD#: 41504 / SEC#: , 8-49466

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
11 West 42nd Street 13th Floor, New York, NY 10036
Mailing Address
11 West 42nd Street 11th Floor, New York, NY 10036
Phone number
(212) 771-7872
Established
Delaware since 03/31/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
FIRST CITIZENS BANCSHARES, INC.SHAREHOLDER
GETTYS, ALISHA DANIELLECHIEF COMPLIANCE OFFICER6254273
HUI, MICHELLE CHAOCHIEF FINANCIAL OFFICER/FINOP2480261
YOUNG, MICHAEL ROBERTPRESIDENT4410392

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST CITIZENS CAPITAL SECURITIES, LLC

CRD#: 41504New York, NY 10036

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