Jeffrey L. Schlotterbeck
WATER STREET WEALTH MANAGEMENT
Tampa, FL
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CRD#: 4609555
Professional summary
Jeffrey Lee Schlotterbeck JR, CFP®, who also goes by Jeff Schlotterbeck Jr, Jeffrey Lee Schlotterbeck, is a registered financial advisor currently at WATER STREET WEALTH MANAGEMENT, LLC located in Tampa, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jeffrey has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Biography
I am a fee-only advisor, which means I don't sell financial products. I'm not in this business for commission. Rather my fiduciary duty is to help you find the most suitable solutions for your unique financial plan. As the Founder and Senior Wealth Advisor for Water Street. I work directly with individuals, families, and businesses to address all aspects of their financial landscape.
Prior to forming Water Street Wealth Management, I spent nearly 15 years working with two major financial service companies in Tampa Bay. Most recently, I served as a Senior Financial Consultant overseeing $500 million of high net worth client relationships, helping them with all aspects of their financial life.
I focus on client education, communication, and strategic investment portfolio guidance. I have always ascribed to a holistic methodology, incorporating financial planning, tax planning, investment management, and estate planning into one seamless relationship.
Throughout my career, I have been recognized with multiple accolades and I am proud of my accomplishments in developing strong client relationships and satisfaction. I am an alumnus of the University of South Florida where I majored in Marketing and Finance. I am also a CERTIFIED FINANCIAL PLANNER™ practitioner and I subscribes to the ethical requirements as set forth by the Certified Financial Planner Board of Standards.
I am an active supporter of Junior Achievement in the Tampa Bay Area. When I am not perfecting financial plans, you can find me spending time with my wife Darcy and son Caden. We enjoy traveling, snow skiing, and spending most of our weekends at the beach or ball field. I am an avid golfer and BBQ Big Green Egg fanatic. I am constantly trying to perfect my golf swing and my brisket recipe, both of which are a never-ending battle.
Question & Answer
What are your service offerings?
Divorce Planning
Investment Planning
Estate Planning
Retirement Planning
Tax Planning
Comprehensive Financial Planni...
Education Planning
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Corporate Executives
Divorce Planning
Fixed Fee (Subscription, Retai...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Jeff Schlotterbeck Jr | Jeffrey Lee Schlotterbeck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Outside Business:Beck Investments LLC; Investment Related:No; Address of Outside Business:Tampa, FL; Nature of Outside Business:Single rental property; Position:Manager; Start Date:10/24/2016; Hours per month: <1; Hours per month during securities trading hours: 0; basic oversight of tenants and rental items
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lee Schlotterbeck JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
May 30, 2018 - Present
WATER STREET WEALTH MANAGEMENT, LLC
RIA
CRD#: 295559
Tampa, FL
Past
April 25, 2006 - April 17, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
TAMPA, FL
Past
October 13, 2005 - April 17, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
TAMPA, FL
Past
October 12, 2005 - April 17, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
TAMPA, FL
Past
April 26, 2004 - November 9, 2005
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
September 15, 2003 - February 24, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TAMPA, FL
Past
July 17, 2003 - February 24, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 17, 2003 - February 24, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/30/2018)
IAR
Texas(7/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WATER STREET WEALTH MANAGEMENT, LLC
WATER STREET WEALTH MANAGEMENT, LLC
CRD#: 295559 / SEC#:
Florida
Registered Investment Advisory firm - (5/30/2018 Approved)Texas
Registered Investment Advisory firm - (7/24/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Tampa, FL
Mailing Address
12191 W. Linebaugh Ave. #611, Tampa, FL 33626
Phone number
(813) 484-7877
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 45,136,751 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
