Jennifer K. Schroeder

IFP SECURITIES

TAMPA, FL 33607

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CRD#: 4609080

Professional summary

Jennifer Kaye Schroeder, who also goes by Jennifer Kaye Schroeder Mrs., Jennifer Kaye Teichmiller Miss, is a registered financial professional currently at IFP SECURITIES, LLC located in Tampa, Florida.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2003. Jennifer has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jennifer Kaye Schroeder Mrs. | Jennifer Kaye Teichmiller Miss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Kaye Schroeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2019 - Present

IFP SECURITIES, LLC

Office #1: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

CRD#: 297287

TAMPA, FL

Past

April 25, 2011 - May 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

WAUKESHA, WI

Past

November 10, 2009 - April 12, 2010

NRP FINANCIAL, INC.

CRD#: 103717

DELAFIELD, WI

Past

November 8, 2005 - March 3, 2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

August 8, 2003 - May 10, 2005

INNOVATIVE INVESTMENT ADVISORY, INC.

RIA

CRD#: 113373

BROOKFIELD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(5/22/2019)

Exams

State Security Law Exam

Series 63

Date: 11/10/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/7/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/7/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: , 8-70150

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IFP GROUP, LLC	OWNER
ACHESON, JEFFERY ALLEN	CHIEF BUSINESS DEVELOPMENT OFFICER	706698
GILMAN, AARON LEE	CHIEF INVESTMENT OFFICER	5611425
HAMM, WILLIAM CHRISTOPHER	PRESIDENT, CHIEF OPERATING OFFICER	5814331
HAMM, WILLIAM EUGENE JR	CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS	1227713
JOHNSON, TORIAN	CHIEF COMPLIANCE OFFICER	5363604
MEJIA, OSCAR MIGUEL	FINOP	5569235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer K. Schroeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Kaye Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NRP FINANCIAL, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INNOVATIVE INVESTMENT ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/2005

Series 65

Date: 8/7/2003

SIE

Date: 10/1/2018

Series 6

Date: 11/7/2005

FINRA

Current Firm

IFP SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IFP SECURITIES, LLC

TRUST BUT VERIFY

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