Phillip C. Jensen
Professional summary
Phillip Charles Jensen is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 2003. Phillip has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Charles Jensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2026 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 555 Marriott Drive Suite 275, Nashville, TN 37214May 30, 2023 - February 3, 2026
SKYWAY CAPITAL MARKETS, LLC
January 9, 2019 - April 28, 2023
JCC CAPITAL MARKETS, LLC
March 20, 2017 - November 9, 2018
ASCENDANT ALTERNATIVE STRATEGIES, LLC
April 25, 2016 - March 29, 2017
AXIOM CAPITAL MANAGEMENT, INC.
March 24, 2005 - April 20, 2016
HINES PRIVATE WEALTH SOLUTIONS LLC
January 20, 2003 - July 11, 2003
A. G. EDWARDS & SONS, INC.
January 13, 2003 - July 11, 2003
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2026)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
